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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON ENGLAND LONDON, X0 EC3V0AS |
X | |||
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON ENGLAND LONDON, X0 EC3V0AS |
X |
/s/ Barry M. Olliff, Director - City of London Group PLC | 01/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Barry M. Olliff, Director - City of London Investment Management Company Limited | 01/18/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are beneficially owned by Emerging (BMI) Markets Country Fund. |
(2) | These securities are beneficially owned by Emerging Markets Free Fund. |
(3) | These securities are beneficially owned by Emerging Markets Global Fund. |
(4) | These securities are beneficially owned by Emerging Markets Investable Fund. |
(5) | These securities are beneficially owned by Global Emerging Markets Fund. |
(6) | These securities are beneficially owned by The Emerging World Fund. |
(7) | These securities are beneficially owned by Emerging Free Markets Country Fund. |
(8) | These securities are beneficially owned by Emerging Markets Country Fund. |
(9) | These securities are beneficially owned by Investable Emerging Markets Country Fund. |
(10) | These securities are beneficially owned by The EM Plus CEF Fund. |
(11) | These securities are beneficially owned by 12 unaffiliated third-party segregated accounts. |
(12) | No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. |
(13) | As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. |