UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
x |
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|
|
|
For the fiscal year ended December 31, 2011 |
OR
o |
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|
|
|
For the transition period from to |
Commission file number 001-16671
AMERISOURCEBERGEN EMPLOYEE INVESTMENT PLAN
(Full title of the plan)
AMERISOURCEBERGEN CORPORATION
(Name of issuer of the securities held pursuant to the plan)
1300 Morris Drive, Chesterbrook, PA |
|
19087-5594 |
(Address of principal executive offices of issuer of securities) |
|
(Zip code) |
AmerisourceBergen Employee Investment Plan
Financial Statements and Supplemental Schedule
December 31, 2011 and 2010 and for the year ended December 31, 2011 with Report of Independent Registered Public Accounting Firm
AmerisourceBergen Employee Investment Plan
Financial Statements and Supplemental Schedule
December 31, 2011 and 2010 and for the year ended December 31, 2011
1 | |
|
|
Audited Financial Statements |
|
|
|
2 | |
3 | |
4 | |
|
|
Supplemental Schedule and Additional Information |
|
|
|
13 | |
|
|
14 | |
|
|
Consent of Independent Registered Public Accounting Firm Exhibit 23 |
|
Report of Independent Registered Public Accounting Firm
To the AmerisourceBergen Corporation Benefits Committee
We have audited the accompanying statements of net assets available for benefits of the AmerisourceBergen Employee Investment Plan as of December 31, 2011 and 2010, and the related statement of changes in net assets available for benefits for the year ended December 31, 2011. These financial statements are the responsibility of the Plans management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. We were not engaged to perform an audit of the Plans internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plans internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, the financial statements referred to above present fairly, in all material respects, the net assets available for benefits of the Plan at December 31, 2011 and 2010, and the changes in its net assets available for benefits for the year ended December 31, 2011, in conformity with U.S. generally accepted accounting principles.
Our audits were conducted for the purpose of forming an opinion on the financial statements taken as a whole. The accompanying supplemental schedule of assets (held at end of year) as of December 31, 2011, is presented for purposes of additional analysis and is not a required part of the financial statements but is supplementary information required by the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. Such information is the responsibility of the Plans management. The information has been subjected to the auditing procedures applied in our audits of the financial statements and, in our opinion, is fairly stated in all material respects in relation to the financial statements taken as a whole.
|
/s/ Ernst & Young LLP |
Philadelphia, Pennsylvania
June 25, 2012
AmerisourceBergen Employee Investment Plan
Statements of Net Assets Available for Benefits
|
|
As of December 31, |
| ||||
|
|
2011 |
|
2010 |
| ||
Assets |
|
|
|
|
| ||
Investments |
|
|
|
|
| ||
Registered investment companies |
|
$ |
306,747,803 |
|
$ |
297,776,757 |
|
Common collective trust fund |
|
79,376,258 |
|
77,129,164 |
| ||
Common stock fund |
|
56,090,355 |
|
54,187,120 |
| ||
Total investments |
|
442,214,416 |
|
429,093,041 |
| ||
|
|
|
|
|
| ||
Receivables |
|
|
|
|
| ||
Unsettled trades |
|
102,023 |
|
48,231 |
| ||
Notes receivable from participants |
|
12,357,928 |
|
10,766,472 |
| ||
Employer contributions |
|
376,799 |
|
4,108,834 |
| ||
Total receivables |
|
12,836,750 |
|
14,923,537 |
| ||
|
|
|
|
|
| ||
Net assets reflecting investments at fair value |
|
455,051,166 |
|
444,016,578 |
| ||
|
|
|
|
|
| ||
Adjustment from fair value to contract value for interest in common collective trust relating to fully-benefit responsive investment contracts |
|
(1,928,579 |
) |
(761,598 |
) | ||
|
|
|
|
|
| ||
Net assets available for benefits |
|
$ |
453,122,587 |
|
$ |
443,254,980 |
|
See accompanying notes.
AmerisourceBergen Employee Investment Plan
Statement of Changes in Net Assets Available for Benefits
Year ended December 31, 2011
Changes to net assets attributed to investment income: |
|
|
| |
Interest and dividend income |
|
$ |
13,113,273 |
|
Net depreciation in fair value of investments |
|
(12,354,656 |
) | |
Total investment income |
|
758,617 |
| |
|
|
|
| |
Interest income on notes receivable from participants |
|
488,866 |
| |
|
|
|
| |
Contributions: |
|
|
| |
Participant |
|
29,046,487 |
| |
Employer |
|
14,954,506 |
| |
Rollover |
|
4,431,182 |
| |
Total contributions |
|
48,432,175 |
| |
|
|
|
| |
Benefits paid to participants |
|
(39,698,990 |
) | |
Administrative expenses |
|
(113,061 |
) | |
|
|
|
| |
Net increase in net assets available for benefits |
|
9,867,607 |
| |
Net assets available for benefits: |
|
|
| |
Beginning of year |
|
443,254,980 |
| |
End of year |
|
$ |
453,122,587 |
|
See accompanying notes.
AmerisourceBergen Employee Investment Plan
NOTE 1 DESCRIPTION OF PLAN
The following description of the AmerisourceBergen Employee Investment Plan (the Plan) provides only general information. Participants should refer to the Plan Agreement for a more complete description of the Plans provisions.
General
The Plan is a defined contribution plan that covers eligible employees of AmerisourceBergen Corporation and affiliated companies (collectively, the Company or Employer), who have at least 30 days of continuous employment or 1,000 hours of service during 12 consecutive months, beginning with the first hour of service, and are age 21 or older. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (ERISA).
Contributions
Eligible full-time employees are automatically enrolled in the Plan after 90 days of continuous employment with a 5% pre-tax contribution rate of eligible compensation, unless they otherwise make an active election to enroll or waive participation. Each year, participants are entitled to contribute 1% to 25% of their pretax annual compensation, as defined in the Plan, to the extent that the contributions comply with Internal Revenue Code (IRC) limitations. Participants may also contribute amounts representing distributions and/or transfers from other qualified defined benefit or defined contribution plans. The Company contributes to the Plan for each participating employee an amount equal to 100% of the participants contributions up to 3% of eligible pretax compensation and 50% of the participants contributions for the next 2% of eligible pretax compensation.
Additional amounts may be contributed to each participating employees account for those employees currently employed by the Company on the last day of the last pay period of the Plan year, at the discretion of the Company. The Company elected to make a discretionary contribution of $3,786,082 for the 2010 Plan year. The Company did not make a discretionary contribution for the 2011 Plan year.
Upon enrollment, a participant may direct the investment of employee and Employer contributions to any of the Plans fund options. Participants may change their investment options at any time.
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
Participant Accounts
A separate account is maintained for each investment option of a participant by type of contribution. Each participants account is credited with the participants contributions and the Companys contributions and allocations of Plan earnings, and is charged with an allocation of administrative expenses. Plan earnings are allocated based on the participants share of net earnings or losses of their respective elected investment options. Allocations of administrative expenses are based on the participants account balances, as defined. The benefit to which a participant is entitled is the benefit that can be provided from the participants vested account.
Vesting
Participants immediately vest in their own contributions and actual earnings or losses thereon.
In addition, participants are immediately vested in their Company matching contributions, and actual earnings or losses thereon. The vesting of the Company discretionary contribution, if any, is based on a graded schedule as follows:
|
|
Vested |
|
Years of Service |
|
Percentage |
|
Less than 2 years |
|
0% |
|
2 years but less than 3 years |
|
25% |
|
3 years but less than 4 years |
|
50% |
|
4 years but less than 5 years |
|
75% |
|
5 years or more |
|
100% |
|
Notes Receivable from Participants
Participants may borrow from their fund accounts a minimum of $1,000 up to a maximum equal to the lesser of $50,000, reduced by the highest outstanding loan balance in the last twelve months or 50% of their vested account balance. This amount will be transferred from the participants account and placed in a separate Participant Loan Fund. Interest charged on participant loans is credited to the individual participant accounts.
The term of the loan may not exceed five years unless it qualifies as a primary residence loan, in which case the loan may not exceed ten years. Participant loans are collateralized by the vested balance in the participants account and bear interest at the Prime Rate (as determined by the Administrator as of the date the loan is processed) plus one percent. Foreclosure on defaulted participant loans does not occur until a distributable event, as defined, occurs. At December 31, 2011 and 2010, participant loans are shown as a receivable of the Plan, with interest rates ranging from 4.0% to 10.5%.
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
Payment of Benefits
Upon termination of service, death, disability or retirement, the vested portion of a participants account, less any loans outstanding, may be distributed in a lump sum (or, in certain defined situations, in annual installments). In addition, hardship withdrawals are permitted if certain criteria are met. Hardship withdrawals require a suspension from contributions to the Plan for a period of six months after receipt of the distribution.
Forfeited Accounts
If participants separate from service before becoming fully vested in their accounts, the portion of the account attributable to nonvested employer contributions plus/minus actual earnings or losses thereon is not forfeited until the earlier of the date the participant receives a distribution or the date the participant incurs a five-year break in service. Forfeited balances of terminated participants nonvested accounts are used to reduce future Company contributions. During the year ended December 31, 2011, employer matching contributions were reduced by $242 from forfeited nonvested accounts. Forfeited nonvested accounts totaled $378,189 and $159,178 at December 31, 2011 and 2010, respectively.
Administrative Expenses
The Plans administrative expenses are paid by either the Plan or the Company, as provided by the Plans provisions. Administrative expenses paid by the Plan include recordkeeping and trustee fees. Expenses relating to purchases, sales, or transfers of the Plans investments are charged to the particular investment fund to which the expenses relate. All other administrative expenses of the Plan are paid by the Company.
Plan Termination
Although it has not expressed any intent to do so, the Company has the right under the Plan to discontinue its contributions at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, the Plans net assets available for benefits after Plan expenses will be distributed to each participant according to his or her account balance, which will be immediately 100% vested.
NOTE 2 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
Basis of Accounting
The accompanying financial statements have been prepared on the accrual basis in accordance with U.S. generally accepted accounting principles.
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
New Accounting Pronouncements
In January 2010, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update (ASU) No. 2010-06, Improving Disclosures about Fair Value Measurements (ASU 2010-06). ASU 2010-06 amended Accounting Standards Codification (ASC) 820, Fair Value Measurements and Disclosures, to clarify certain existing fair value disclosures and require a number of additional disclosures. The requirement to present changes in Level 3 measurements on a gross basis is effective for reporting periods beginning after December 15, 2010. Since ASU 2010-06 only affects fair value measurement disclosures, adoption of ASU 2010-06 did not have a material impact on the Plans financial statements.
In May 2011, the FASB issued ASU No. 2011-04, Amendments to Achieve Common Fair Value Measurements and Disclosure Requirements in U.S. GAAP and IFRSs (ASU 2011-04), which amends ASC 820 to converge the fair value measurement guidance in U.S. generally accepted accounting principles and International Financial Reporting Standards. Some of the amendments clarify the application of existing fair value measurement requirements, while other amendments change a particular principle. In addition, ASU 2011-04 requires additional fair value disclosures. The amendments are to be applied prospectively and are effective for annual periods beginning after December 15, 2011. Adoption of ASU 2011-04 is not expected to have a material impact on the Plans financial statements.
Use of Estimates
The preparation of financial statements, in conformity with U.S. generally accepted accounting principles, requires management to make estimates that affect the amounts reported in the financial statements, accompanying notes, and supplemental schedule. Actual results could differ from those estimates.
Investment Valuation and Income Recognition
The Plans investments are stated at fair value. Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (an exit price). See Note 3 for further discussion and disclosures related to fair value measurements.
Shares of registered investment companies are quoted at market prices, which represent the net asset value of shares held by the Plan at year-end. The Plans interest in the common collective trust fund is valued at net asset value per unit, which is determined by dividing the funds net assets at fair value by its units outstanding at the valuation date. The AmerisourceBergen common stock fund is valued at its year-end closing price (constituting market value of shares owned, plus un-invested cash position).
As described in ASC 946-210-45-9, Fully Benefit-Responsive Investment Contracts, investment contracts held by a defined contribution plan are required to be reported at fair value. However, contract value is the relevant measurement attribute for that portion of the net assets available for
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
benefits of a defined contribution plan attributable to fully benefit-responsive investment contracts because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan. The Plan invests in investment contracts through a common collective trust, Fidelity Managed Income Portfolio II Class II. As required by ASC 946-210-45-9, the statements of net assets available for benefits present the fair value of the Plans holdings of Fidelity Managed Income Portfolio II Class II as of December 31, 2011 and 2010, and the adjustment from fair value to contract value. The fair value of the Plans interest in the Fidelity Managed Income Portfolio II Class II is based on information reported by the issuer of the common collective trust at year-end. The contract value of Fidelity Managed Income Portfolio II Class II represents contributions plus earnings, less participant withdrawals and administrative expenses.
Purchases and sales of investments are recorded on a trade-date basis. Interest income is accrued when earned. Dividend income is recorded on the ex-dividend date. Capital gain distributions are recorded as a component of dividend income. Net depreciation includes the Plans gains and losses on investments bought and sold, as well as held, during the year.
Payment of Benefits
Benefits are recorded when paid.
Notes Receivable from Participants
Notes receivable from participants represent participant loans that are recorded at their unpaid principal balance plus any accrued but unpaid interest. If a participant ceases to make loan repayments and the plan administrator deems the participant loan to be a distribution, the participant loan balance is reduced and a benefit payment is recorded. Interest income on notes receivable from participants is recorded when it is earned. Related fees are recorded as administrative expenses and are expensed when they are incurred.
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
NOTE 3 FAIR VALUE MEASUREMENTS
In accordance with ASC 820, Fair Value Measurements and Disclosures, assets and liabilities measured at fair value are categorized into the following fair value hierarchy:
Level 1 Financial assets and liabilities whose values are based on unadjusted quoted prices in active markets that are accessible at the measurement date for identical, unrestricted assets or liabilities.
Level 2 Financial assets and liabilities whose values are based on the following:
a) Quoted prices for similar assets or liabilities in active markets;
b) Quoted prices for identical or similar assets or liabilities in non-active markets;
c) Pricing models whose inputs are observable for substantially the full term of the asset or liability;
d) Pricing models whose inputs are derived principally from or corroborated by observable market data through correlation or other means for substantially the full term of the asset or liability.
Level 3 Financial assets and liabilities whose values are based on prices or valuation techniques that require inputs that are both significant to the fair value measurement and unobservable. These inputs reflect managements own judgment about the assumptions a market participant would use in pricing the asset or liability.
The level in the fair value hierarchy within which the fair value measurement is classified is determined based on the lowest level of input that is significant to the fair value measure in its entirety.
Below are the Plans financial instruments carried at fair value on a recurring basis by their ASC 820 fair value hierarchy levels:
|
|
December 31, |
| ||||
|
|
2011 |
|
2010 |
| ||
Level 1 Valuation: |
|
|
|
|
| ||
Registered Investment Companies: |
|
|
|
|
| ||
Equity Funds |
|
$ |
140,772,526 |
|
$ |
168,795,947 |
|
Blended Funds |
|
130,355,953 |
|
94,860,421 |
| ||
Bond Fund |
|
35,619,324 |
|
34,120,389 |
| ||
Common Stock Fund |
|
56,090,355 |
|
54,187,120 |
| ||
Level 2 Valuation: |
|
|
|
|
| ||
Common Collective Trust Fund - Bond |
|
79,376,258 |
|
77,129,164 |
| ||
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
The investment objective of the Fidelity Managed Income Portfolio II Class II (MIP II) is to seek the preservation of capital and to provide a competitive level of income over time that is consistent with the preservation of capital. To achieve its investment objective, MIP II invests in assets (typically fixed-income securities or bond funds and may include derivative instruments such as futures contracts and swap agreements) and enters into wrap contracts issued by third-parties, and invests in cash equivalents represented by shares in a money market fund. MIP II seeks to minimize its exposure to wrap credit risk through, among other means, diversification of the wrap contracts across an approved group of issuers. MIP IIs ability to receive amounts due pursuant to these contracts is dependent upon the issuers ability to meet their financial obligations. Withdrawals from MIP II directed by the Company will be made within the twelve-month period following the trustees receipt of the Plans written withdrawal request.
NOTE 4 RELATED PARTY TRANSACTIONS
The Plan invests in shares of registered investment companies and a common collective trust fund managed by an affiliate of Fidelity Management Trust Company (Fidelity). Fidelity acts as trustee for investments in the Plan. Transactions in such investments qualify as party-in-interest transactions and are exempt from the prohibited transaction rules under ERISA.
The Plan held investments in AmerisourceBergen common stock with a fair value of $56,090,355 and $54,187,120 as of December 31, 2011 and 2010, respectively. Dividends of $703,560 were received during the year ended December 31, 2011.
NOTE 5 INVESTMENTS
The individual investments that represent 5% or more of the Plans net assets available for benefits are as follows:
|
|
December 31, |
| ||||
|
|
2011 |
|
2010 |
| ||
|
|
|
|
|
| ||
Fidelity Growth Company Fund |
|
$ |
38,289,954 |
|
$ |
36,115,444 |
|
Fidelity Diversified International Fund* |
|
|
|
30,097,012 |
| ||
Fidelity Freedom 2020 Fund** |
|
|
|
25,330,780 |
| ||
Fidelity Freedom K 2020 Fund** |
|
30,461,575 |
|
|
| ||
Fidelity Managed Income Portfolio II Class II (stated at contract value) |
|
77,447,679 |
|
76,367,566 |
| ||
AmerisourceBergen Common Stock Fund |
|
56,090,355 |
|
54,187,120 |
| ||
PIMCO Total Return Fund Institutional Class |
|
35,619,324 |
|
34,120,389 |
| ||
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
* During 2011, the Plan terminated the Fidelity Diversified International Fund and allowed participants to allocate their investments to other plan funds.
** During 2011, the Plan transferred investments in Fidelity Freedom 2020 Fund to the Fidelity Freedom K 2020 Fund.
During the year ended December 31, 2011, the Plans investments (including gains and losses on investments bought and sold, as well as held during the year) (depreciated)/appreciated in value as follows:
Registered investment companies |
|
$ |
(17,455,843 |
) |
Common stock fund |
|
5,101,187 |
| |
|
|
$ |
(12,354,656 |
) |
NOTE 6 TAX STATUS
The Plan has received a determination letter from the Internal Revenue Service (IRS) dated May 5, 2008, stating that the Plan is qualified under Section 401(a) of the IRC and, therefore, the related trust is exempt from taxation. Subsequent to this determination by the IRS, the Plan was amended. Once qualified, the Plan is required to operate in conformity with the IRC to maintain its qualification. The Plan administrator believes the Plan is being operated in compliance with the applicable requirements of the IRC and, therefore, believes that the Plan, as amended, is qualified and the related trust is tax-exempt.
U.S generally accepted accounting principles require Plan management to evaluate uncertain tax positions taken by the Plan. The financial statement effects of a tax position are recognized when the position is more likely than not, based on the technical merits, to be sustained upon examination by the IRS. The Company has analyzed the tax positions taken by the Plan, and has concluded that, as of December 31, 2011, there are no uncertain positions taken or expected to be taken. The Plan has recognized no interest or penalties related to uncertain tax positions. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. The Company believes that the Plan is no longer subject to income tax examinations for years prior to 2008.
NOTE 7 RISKS AND UNCERTAINTIES
The Plan invests in various investment securities. Investment securities are exposed to various risks such as interest rate, market and credit risks. Due to the level of risk associated with certain investment securities, it is at least reasonably possible that changes in the values of investment securities will occur in the near term and that such changes could materially affect participants account balances and the amounts reported in the statements of net assets available for benefits.
AmerisourceBergen Employee Investment Plan
Notes to Financial Statements
NOTE 8 RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500
The following is a reconciliation of net assets available for benefits per the financial statements to Form 5500:
|
|
December 31, |
| ||||
|
|
2011 |
|
2010 |
| ||
Net assets available for benefits per the financial statements |
|
$ |
453,122,587 |
|
$ |
443,254,980 |
|
Adjustment from contract value to fair value for interest in common collective trust relating to fully-benefit responsive investment contracts |
|
1,928,579 |
|
761,598 |
| ||
Participant loans deemed distributed |
|
(140,068 |
) |
(135,609 |
) | ||
Net assets available for benefits per Form 5500 |
|
$ |
454,911,098 |
|
$ |
443,880,969 |
|
The following is a reconciliation of benefits paid to participants per the financial statements to Form 5500:
|
|
Year Ended |
| |
|
|
December 31, |
| |
|
|
2011 |
| |
|
|
|
| |
Benefits paid to participants per the financial statements |
|
$ |
39,698,990 |
|
Add: Amounts allocated on Form 5500 to deemed distributions of participant loans |
|
19,101 |
| |
Less: Amounts allocated on Form 5500 to repayments on participant loans previously deemed distributed |
|
(14,642 |
) | |
Benefits paid to participants per Form 5500 |
|
$ |
39,703,449 |
|
NOTE 9 SUBSEQUENT EVENTS
During March 2012, assets of $27,400,904, $2,683,558 and $265,385 were transferred in from the Anderson Packaging, Inc. Retirement Plan; the IntrinsiQ, LLC Retirement Plan; and the Premier Source, LLC 401(k) Retirement Plan, respectively.
Schedule 1
AmerisourceBergen Employee Investment Plan
EIN: 23-2353106 Plan: 010
Schedule H, line 4i - Schedule of Assets (Held At End of Year)
December 31, 2011
Identity of Issue, Borrower, Lessor, or Similar |
|
Description of Investment, Including |
|
Current Value |
| ||
* |
Fidelity Growth Company Fund |
|
Registered Investment Company |
|
$ |
38,289,954 |
|
* |
Fidelity Low-Priced Stock Fund |
|
Registered Investment Company |
|
15,110,452 |
| |
* |
Fidelity Freedom K Income Fund |
|
Registered Investment Company |
|
2,216,014 |
| |
* |
Fidelity Freedom K 2000 Fund |
|
Registered Investment Company |
|
1,484,761 |
| |
* |
Fidelity Freedom K 2005 Fund |
|
Registered Investment Company |
|
809,099 |
| |
* |
Fidelity Freedom K 2010 Fund |
|
Registered Investment Company |
|
5,275,882 |
| |
* |
Fidelity Freedom K 2015 Fund |
|
Registered Investment Company |
|
8,688,203 |
| |
* |
Fidelity Freedom K 2020 Fund |
|
Registered Investment Company |
|
30,461,575 |
| |
* |
Fidelity Freedom K 2025 Fund |
|
Registered Investment Company |
|
14,508,076 |
| |
* |
Fidelity Freedom K 2030 Fund |
|
Registered Investment Company |
|
21,882,689 |
| |
* |
Fidelity Freedom K 2035 Fund |
|
Registered Investment Company |
|
15,298,962 |
| |
* |
Fidelity Freedom K 2040 Fund |
|
Registered Investment Company |
|
16,304,185 |
| |
* |
Fidelity Freedom K 2045 Fund |
|
Registered Investment Company |
|
8,700,382 |
| |
* |
Fidelity Freedom K 2050 Fund |
|
Registered Investment Company |
|
4,699,197 |
| |
* |
Fidelity Freedom K 2055 Fund |
|
Registered Investment Company |
|
26,928 |
| |
* |
Fidelity Spartan S&P 500 Index Fund - Institutional Class |
|
Registered Investment Company |
|
15,473,989 |
| |
|
Allianz NFJ Dividend Value Fund - Institutional Class |
|
Registered Investment Company |
|
16,645,567 |
| |
|
American Funds EuroPacific Growth Fund - Class R-5 |
|
Registered Investment Company |
|
655,357 |
| |
|
JPMorgan U.S. Equity Fund - Institutional Class |
|
Registered Investment Company |
|
21,200,816 |
| |
|
Morgan Stanley Institutional Fund, Inc. Small Company Growth Portfolio - Class P |
|
Registered Investment Company |
|
8,815,103 |
| |
|
Munder Mid-Cap Core Growth Fund - Class Y |
|
Registered Investment Company |
|
16,280,584 |
| |
|
PIMCO Total Return Fund - Institutional Class |
|
Registered Investment Company |
|
35,619,324 |
| |
|
RS Value Fund - Class A Shares |
|
Registered Investment Company |
|
8,300,704 |
| |
* |
Fidelity Managed Income Portfolio II Class II |
|
Common Collective Trust Fund |
|
79,376,258 |
| |
* |
AmerisourceBergen Common Stock Fund |
|
Common Stock Fund |
|
56,090,355 |
| |
* |
Participant Loans |
|
Interest rates from 4.0% to 10.5% |
|
12,357,928 |
| |
|
|
|
|
|
|
| |
Total |
|
|
|
$ |
454,572,344 |
|
* Party in Interest
Note: Cost information has not been presented as all investments are participant directed.
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Plan) have duly caused this annual report to be signed on its behalf by the undersigned thereunto duly authorized.
|
AmerisourceBergen Employee Investment Plan | |
|
| |
|
| |
|
By: |
/s/ June Barry |
|
| |
|
|
June Barry |
|
|
Senior Vice President, |
|
|
Human Resources |
|
|
AmerisourceBergen Corporation |
|
| |
|
| |
June 25, 2012 |
|