UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
March 30, 2015 (March 27, 2015)
DYNEGY INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-33443 |
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20-5653152 |
(State or Other Jurisdiction of |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
601 Travis, Suite 1400, Houston, Texas |
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77002 |
(Address of principal executive offices) |
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(Zip Code) |
(713) 507-6400
(Registrants telephone number, including area code)
N.A.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On March 27, 2015, Dynegy Inc. (Dynegy) issued a press release announcing that the Federal Energy Regulatory Commission issued orders authorizing Dynegys wholly-owned subsidiary, Dynegy Resource I, LLC, to acquire the ownership interests in certain generation facilities located in Ohio, Illinois and Pennsylvania and retail energy business from Duke Energy; authorizing Dynegys wholly-owned subsidiary, Dynegy Resource II, LLC, to acquire the ownership interests in EquiPower Resources Corp. from certain affiliates of Energy Capital Partners; and authorizing Dynegys wholly-owned subsidiary, Dynegy Resource III, LLC, to acquire the ownership interests in Brayton Point Holdings, LLC from certain affiliates of Energy Capital Partners. A copy of the press release is being furnished pursuant to Regulation FD as Exhibit 99.1 to this Current Report on Form 8-K.
Pursuant to General Instruction B.2 of Form 8-K and Securities and Exchange Commission (the SEC) Release No. 33-8176, the information contained in the press release furnished as an exhibit hereto shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
This Current Report on Form 8-K and the press release contain statements intended as forward-looking statements which are subject to the cautionary statements about forward-looking statements set forth therein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
Exhibit No. |
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Document |
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99.1 |
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Press release dated March 27, 2015 announcing FERC approval |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DYNEGY INC. | |
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(Registrant) | |
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Dated: March 30, 2015 |
By: |
/s/ Catherine B. Callaway |
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Name: |
Catherine B. Callaway |
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Title: |
Executive Vice President, Chief Compliance Officer and General Counsel |