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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Restricted Stock Unit Awards 2016 | $ 0 | Â | Â | Â | Â | Â | Â (2) | Â (2) | Common Stock | Â | 8,024 (3) | Â | ||
Restricted Stock Unit Awards 2017 | $ 0 | Â | Â | Â | Â | Â | Â (2) | Â (2) | Common Stock | Â | 11,996 (4) | Â | ||
Restricted Stock Unit Awards 2018 | $ 0 | Â | Â | Â | Â | Â | Â (2) | Â (2) | Common Stock | Â | 15,890 (5) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Aliabadi Paymon 10 S. DEARBORN STREET 54TH FLOOR CHICAGO, IL 60603 |
 |  |  EVP, Chief Enterprise Risk Ofr |  |
Katherine A. Smith, Attorney-in-Fact for Paymon Aliabadi | 01/29/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares acquired through Exelon's Section 423 tax-qualified Employee Stock Purchase Plan. |
(2) | Previously awarded restricted stock units (RSUs) granted pursuant to the Exelon Long Term Incentive Plan. RSUs are granted annually at the Compensation and Leadership Development committee's first meeting in January or February and vest in 1/3 increments on the date of the committee's first annual meeting in the first, second and third years after the award was granted. Award balances accrue addtional RSUs through quarterly dividend reinvestment that vest on the same schedule as the underlying award. |
(3) | Balance includes 259 shares acquired through quarterly dividend reinvestment during 2018. |
(4) | Balance includes 387 shares acquired through quarterly dividend reinvestment during 2018. |
(5) | Balance includes 512 shares acquired through quarterly dividend reinvestment during 2018. |