1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
12/20/2000 |
12/20/2010 |
Common Stock
|
1,900
|
$
36.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/19/2001 |
12/19/2011 |
Common Stock
|
1,900
|
$
32.44
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
01/17/2002 |
01/17/2012 |
Common Stock
|
2,600
|
$
33
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/25/2003 |
02/25/2013 |
Common Stock
|
2,500
|
$
11.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/27/2007 |
02/27/2017 |
Common Stock
|
18,900
|
$
25.64
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/02/2007 |
07/02/2017 |
Common Stock
|
3,400
|
$
26.33
|
D
|
Â
|
Ltip Phantom Stock Grant
|
07/02/2010(6)
|
Â
(2)
|
Common Stock
|
600
|
$
(1)
|
D
|
Â
|
Ltip Phantom Stock Grant
|
02/23/2013(3)
|
Â
(2)
|
Common Stock
|
7,500
|
$
(1)
|
D
|
Â
|
Ltip Phantom Stock Grant Apr 2006
|
04/04/2007(7)
|
Â
(2)
|
Common Stock
|
122
|
$
(1)
|
D
|
Â
|
Ltip Phantom Stock Grant Feb 2008
|
02/26/2011(3)
|
Â
(2)
|
Common Stock
|
5,100
|
$
(1)
|
D
|
Â
|
Ltip Phantom Stock Grant Feb 2009
|
02/24/2012(3)
|
Â
(2)
|
Common Stock
|
10,800
|
$
(1)
|
D
|
Â
|
Performance Shares
|
02/23/2013(3)
|
Â
(2)
|
Common Stock
|
8,000
|
$
(1)
|
D
|
Â
|
Performance Shares Feb 2009
|
02/24/2012(3)
|
Â
(2)
|
Common Stock
|
11,500
|
$
(1)
|
D
|
Â
|
Performance Shares Grant Feb 2008
|
02/26/2011(3)
|
Â
(2)
|
Common Stock
|
5,500
|
$
(1)
|
D
|
Â
|
Phantom Shares Esp
|
Â
(5)
|
Â
(2)
|
Common Stock
|
1,922.2433
|
$
(1)
|
I
|
By Trustee Executive Savings Plan
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Converts to Common Stock on a 1-to-1 basis. |
(2) |
Expiration date not applicable |
(3) |
Grant cliff vests 3 years from date of grant. |
(4) |
Includes 24,009 held by Trustee in the Retirement Savings Plan. |
(5) |
Payment upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law. |
(6) |
Phantom shares vest annually in 5 installments beginning in July 2006 |
(7) |
The Phantom shares vest in 5 annual installments beginning in April 2007 |