UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NLBDIT 2010 SERVICES, LLC C/O SUNRISE SECURITIES CORP. 600 LEXINGTON AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
NATHAN LOW 2008 IRREVOCABLE TRUST C/O SUNRISE SECURITIES CORP. 600 LEXINGTON AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
LOW NATHAN A C/O SUNRISE SECURITIES CORP. 600 LEXINGTON AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
/s/ Nathan A. Low, Family Trustee of Sole Member | 04/09/2013 | |
**Signature of Reporting Person | Date | |
/s/ Nathan A. Low, Family Trustee | 04/09/2013 | |
**Signature of Reporting Person | Date | |
/s/ Nathan A. Low | 04/09/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the shares of Common Stock owned of record by NLBDIT 2010 Services, LLC. ("NLBDIT Services") and beneficially by The Nathan Low 2008 Irrevocable Trust ("Low Trust"). The Low Trust owns 100% of the outstanding membership interests of NLBDIT Services and may be deemed to beneficially own the shares of Common Stock held of record by NLBDIT Services. |
(2) | Represents the shares of Common Stock owned of record by NLBDIT Services and beneficially by Nathan A. Low. Mr. Low is the family trustee of the Low Trust and has voting and dispositive control over any securities owned of record or beneficially by the Low Trust. Therefore, Mr. Low may be deemed to beneficially own the shares of Common Stock held by NLBDIT Services. |