UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Citadel GP LLC 131 S. DEARBORN ST. 32ND FLOOR CHICAGO, IL 60603 |
 |  X |  |  |
Surveyor Capital Ltd. C/O CITADEL GP LLC 131 S. DEARBORN ST., 32ND FLOOR CHICAGO, IL 60603 |
 |  X |  |  |
CITADEL ADVISORS LLC C/O CITADEL GP LLC 131 S. DEARBORN ST., 32ND FLOOR CHICAGO, IL 60603 |
 |  X |  |  |
Citadel Advisors Holdings III LP C/O CITADEL GP LLC 131 S. DEARBORN STREET 32ND FL CHICAGO, IL 60603 |
 |  X |  |  |
GRIFFIN KENNETH C C/O CITADEL GP LLC 131 S. DEARBORN STREET 32ND FL CHICAGO, IL 60603 |
 |  X |  |  |
Citadel GP LLC, /s/ John C. Nagel, Authorized Signatory | 07/22/2015 | |
**Signature of Reporting Person | Date | |
Surveyor Capital Ltd., /s/ John C. Nagel, Authorized Signatory | 07/22/2015 | |
**Signature of Reporting Person | Date | |
Citadel Advisors LLC, /s/ John C. Nagel, Authorized Signatory | 07/22/2015 | |
**Signature of Reporting Person | Date | |
Citadel Advisors Holdings III LP, /s/ John C. Nagel, Authorized Signatory | 07/22/2015 | |
**Signature of Reporting Person | Date | |
Kenneth C. Griffin, /s/ John C. Nagel, attorney-in-fact | 07/22/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This security is owned by Surveyor Capital Ltd. ("Surveyor"). |
(2) | Citadel Advisors LLC ("Citadel Advisors"), a registered investment adviser, is the portfolio manager for Surveyor. Citadel Advisors Holdings III LP ("CAH3") is the managing member of Citadel Advisors. Citadel GP LLC ("CGP") is the general partner of CAH3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP. |
 Remarks: Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. |