UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SRINIVASAN RAMESH C/O BALLY TECHNOLOGIES, INC. 6601 BERMUDA ROAD LAS VEGAS, NV 89119 |
 |  |  Executive Vice President |  |
Ramesh Srinivasan | 09/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Amended Form 3 is being filed to include an additional 10,000 shares of Restricted Common Stock that were omitted from the original filing due to clerical error. |
(2) | Consists of 20,000 shares of Restricted Common Stock and 1,000 Shares of Common Stock. The Restricted Common Stock vests as follows: (i) 10,000 shares vested immediately upon grant and (ii) 10,000 shares vest on 9/28/08, subject to Mr. Srinivasan's continued employment with the Company through 9/28/08. |