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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERKSHIRE HATHAWAY INC 1440 KIEWIT PLAZA OMAHA, NE 68131 |
X | |||
BUFFETT WARREN E 1440 KIEWIT PLAZA OMAHA, NE 68131 |
X | |||
OBH INC 1440, KIEWIT PLAZA OMAHA, NE 68131 |
X | |||
NATIONAL INDEMNITY CO 3024 HARNEY ST. OMAHA, NE 68131 |
X |
/s/ Marc D. Hamburg on behalf of Berkshire Hathaway Inc. | 08/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ Warren E. Buffett | 08/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mark Millard on behalf of National Indemnity Co. | 08/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ Marc. D. Hamburg on behalf of OBH, Inc. | 08/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned by National Indemnity Company ("NICO"), a subsidiary of Berkshire Hathaway Inc. ("Berkshire") |
(2) | As Berkshire and OBH, Inc. ("OBH"), a subsidiary to Berkshire, are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of USG Corporation ("USG") common stock presently owned by NICO. Warren E. Buffett, as the controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of USG common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(3) | On January 30, 2006, Berkshire entered into an Equity Commitment Agreement with USG wherein Berkshire agreed, among other things, to provide a backstop commitment to purchase unsubscribed shares in a rights offering by USG to its shareholders, and USG agreed to sell such unsubscribed shares to Berkshire or a subsidiary of Berkshire. Following the expiration of the rights offering, NICO purchased 6,969,274 shares on August 2, 2006, in accordance with the Equity Commitment Agreement. |