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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weissman H Ronald 8875 AERO DRIVE, #200 SAN DIEGO, CA 85024 |
X |
/s/ Florentino Zamora, Jr., Attorney-in-Fact for H Ronald Weissman | 01/06/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 4, 2010, Encore Capital Group, Inc. ("Encore") issued 851 restricted stock units ("RSUs") to H Ronald Weissman, under the Encore 2005 Stock Incentive Plan, in connection with Mr. Weissman's service on Encore's board of directors. |
(2) | Some of these shares are in the form of RSUs. Each RSU represents the right to receive one share of Encore common stock upon settlement. 6,000 of the RSUs are subject to vesting, 50% of which will vest on July 10, 2010 and the remaining 50% of which will vest on July 10, 2011. The remaining RSUs are fully vested. |
(3) | On July 14, 2009 the reporting person filed a Form 4 which incorrectly stated the amount of securities beneficially owned by the reporting person as of July 10, 2009 as 8,127 shares of directly-held common stock. The actual amount of securities beneficially owned by the reporting person as of that date was 8,217 shares of directly-held common stock. |