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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2014
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
Exhibit Number
| 1. | Nomura Issues US Dollar Senior Notes due 2019 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: March 12, 2014 | By: | /s/ Eiji Miura | ||||
| Eiji Miura | ||||||
| Senior Managing Director | ||||||
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Nomura Issues US Dollar Senior Notes due 2019
Tokyo, March 13, 2014 (New York, March 12, 2014)—Nomura Holdings, Inc. today announced that it has finalized the terms of its US dollar senior notes due 2019 as set forth below. The US dollar senior notes are being offered in a global offering outside Japan including a public offering under a shelf registration statement in the United States.
Nomura Securities International, Inc. will serve as the sole book runner for this offering.
(All times below are New York time)
| (i) | Outline of senior unsecured fixed-rate notes due 2019 |
| 1. |
Amount of Issue | USD 1,000,000,000 | ||||
| 2. |
Denomination of each Bond | USD 2,000 and integral multiples of USD 1,000 in excess thereof | ||||
| 3. |
Issue Price | 99.403% of the principal amount | ||||
| 4. |
Interest Rate | 2.75% per annum | ||||
| 5. |
Settlement Date | March 19, 2014 | ||||
| 6. |
Interest Payment Dates | Every March 19 and September 19, commencing September 19, 2014 | ||||
| 7. |
Maturity Date | March 19, 2019 | ||||
| 8. |
Redemption Price | 100.00% of the principal amount | ||||
| 9. |
Ratings | Baa3 (Moody’s Japan K.K.) BBB+ (Standard & Poor’s Ratings Japan K.K.) | ||||
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ends |
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For further information please contact:
| Name |
Company |
Telephone | ||||
| Joey Wu |
Nomura Holdings, Inc. | 81-3-3278-0591 | ||||
| Keiko Sugai |
Group Corporate Communications Dept. |
Nomura
Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.
This news release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. The issuer has filed a registration statement with the Securities and Exchange Commission to which this communication relates. Before you invest, you should read the prospectus relating to the registration statement, the prospectus supplements and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC web site at www.sec.gov. Alternatively, copies of the prospectus and prospectus supplements relating to the securities offered in this offering may be obtained by contacting your Nomura Sales Representative, Nomura Securities International, Inc., Worldwide Plaza, 309 West 49th Street New York, New York 10019-7316