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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RICCIARDELLO MARY P 321 SOUTH BOSTON, SUITE 600 TULSA, OK 77027 |
X |
/s/ Mary P. Ricciardello, by Nelson Haight, as Attorney-in-Fact | 03/20/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | No transactions are reported. This Form 4 is being filed to report accelerated vesting of previously reported restricted stock units. |
(2) | On February 21, 2013, the reporting person was granted 16,000 restricted stock units pursuant to the Midstates Petroleum Company, Inc. 2012 Long Term Incentive Plan, vesting in three equal annual installments beginning on February 21, 2014. In connection with the reporting person's resignation from the Board of Directors of the Company (the "Board"), the remaining Board members unanimously approved that the remainder of the reporting person's grants of restricted stock units vest upon the reporting person's resignation from the Board. |
(3) | On April 25, 2012, the reporting person was granted 9,615 restricted stock units pursuant to the Midstates Petroleum Company, Inc. 2012 Long Term Incentive Plan, vesting in three equal annual installments beginning on April 25, 2013. In connection with the reporting person's resignation from the Board, the remaining Board members unanimously approved that the remainder of the reporting person's grants of restricted stock units vest upon the reporting person's resignation from the Board. |
Remarks: Former Director |