UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (1) | Common Shares | 1,692 | $ (2) | D | Â |
Restriicted Stock Units | Â (3) | Â (3) | Common Shares | 2,924 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Shares | 4,182 | $ (2) | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Shares | 6,249 | $ (2) | D | Â |
Restricted Stock Units | Â (6) | Â (6) | Common Shares | 8,349 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Vogt Peter 1211 AVENUE OF THE AMERICAS 24TH FLOOR NEW YORK, NY 10036 |
 |  |  EVP and CFO |  |
G. Christina Gray-Trefry, Attorney-in-Fact | 01/10/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted stock units vest on March 1, 2018. |
(2) | Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). |
(3) | The restricted stock units vest in two equal annual installments beginning March 1, 2018. |
(4) | The restricted stock units vest in three equal annual installments beginning March 1, 2018. |
(5) | The restricted stock units vest in four equal annual installments beginning March 1, 2018. |
(6) | The restricted stock units vest in four equal annual installments beginning May 1, 2018. |