UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
November 16, 2006
Date of Report (Date of earliest event reported)
KONA GRILL, INC.
(Exact Name of Registrant as Specified in Charter)
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000-51491
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20-0216690 |
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(State or Other
Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.) |
7150 East Camelback Road, Suite 220
Scottsdale, Arizona 85251
(Address of Principal Executive Offices) (Zip Code)
(480) 922-8100
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
KONA GRILL, INC.
FORM 8-K
CURRENT REPORT
Item 7.01 Regulation FD Disclosure
Kona Grill, Inc. (the “Registrant”) is furnishing this report on Form 8-K in connection with
the disclosure of information in the form of the textual information from a slide show presentation
given at the Oppenheimer & Co. Inc.’s Fourth Annual Restaurant Conference and Tour on November 16,
2006.
The information in this Report on Form 8-K (including the exhibit) is furnished pursuant to
Item 7.01 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that section. This Report will not
be deemed an admission as to the materiality of any information in the Report that is required to
be disclosed solely by Regulation FD.
The Registrant does not have, and expressly disclaims, any obligation to release publicly any
updates or any changes in the Registrant’s expectations or any change in events, conditions, or
circumstances on which any forward-looking statement is based.
The text included with this Report is available on the Registrant’s website located at
www.konagrill.com, although the registrant reserves the right to discontinue that availability at
any time.
Item 9.01 Financial Statements and Exhibits
(d) Exhibit 99.1 — Investor Presentation November 2006
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Date: November 16, 2006 |
KONA GRILL, INC.
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By: |
/s/ Mark S. Robinow
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Mark S. Robinow |
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Executive Vice President, Chief Financial Officer,
and Secretary |
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