UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05379
NAME OF REGISTRANT: Royce Focus Trust, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1414 Avenue of the Americas
New York, NY 10019
NAME AND ADDRESS OF AGENT FOR SERVICE: John E. Denneen, Esq.
1414 Avenue of the Americas
New York, NY 10019
REGISTRANT'S TELEPHONE NUMBER: 212-486-1445
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
Item 1. Proxy Voting Record
A report may indicate that the Adviser "did not vote" on a particular proposal. No vote was entered for a proposal (a) for
certain securities that were out on loan at the time of a record date, (b) where administrative or operational constraints
impeded the ability to cast a timely vote, such as late receipt of proxy voting information, and/or (c) where systems,
administrative or processing errors occurred (including errors by the Adviser or third party vendors).
ROYCE FOCUS TRUST, INC.
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ADTRAN, INC. Agenda Number: 932662299
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Security: 00738A106
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: ADTN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK C. SMITH Mgmt For For
THOMAS R. STANTON Mgmt For For
H. FENWICK HUSS Mgmt For For
WILLIAM L. MARKS Mgmt For For
JAMES E. MATTHEWS Mgmt For For
BALAN NAIR Mgmt For For
ROY J. NICHOLS Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
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ALPHARMA INC. Agenda Number: 932701964
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Security: 020813101
Meeting Type: Annual
Meeting Date: 05-Jun-2007
Ticker: ALO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FINN BERG JACOBSEN Mgmt For For
PETER W. LADELL Mgmt For For
DEAN J. MITCHELL Mgmt For For
RAMON M. PEREZ Mgmt For For
DAVID C. U'PRICHARD Mgmt For For
PETER G. TOMBROS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL
YEAR.
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ARKANSAS BEST CORPORATION Agenda Number: 932642730
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Security: 040790107
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: ABFS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JOHN W. ALDEN Mgmt For For
FRANK EDELSTEIN Mgmt For For
ROBERT A. YOUNG III Mgmt For For
II TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007
III SHAREHOLDER PROPOSAL RELATING TO THE DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS
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CALIPER LIFE SCIENCES, INC. Agenda Number: 932566651
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Security: 130872104
Meeting Type: Annual
Meeting Date: 09-Aug-2006
Ticker: CALP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
CALIPER COMMON STOCK AND WARRANTS TO PURCHASE
SHARES OF CALIPER COMMON STOCK PURSUANT TO
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF FEBRUARY 10, 2006, BY AND AMONG CALIPER,
XENOGEN CORPORATION, AND CALIPER HOLDINGS,
INC., AS DESCRIBED IN THE ATTACHED JOINT PROXY
STATEMENT-PROSPECTUS.
02 PROPOSAL TO ADJOURN CALIPER S ANNUAL MEETING, Mgmt For For
IF NECESSARY, IF A QUORUM IS PRESENT, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF PROPOSAL NO. 1.
03 PROPOSAL TO APPROVE AN AMENDMENT TO CALIPER Mgmt For For
S RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 70,000,000 SHARES TO 100,000,000
SHARES, WHICH REPRESENTS AN ADDITIONAL 30,000,000
SHARES, AS DESCRIBED IN THE ATTACHED JOINT
PROXY STATEMENT- PROSPECTUS.
04 DIRECTOR
KATHRYN A. TUNSTALL Mgmt For For
E. KEVIN HRUSOVSKY Mgmt For For
05 PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CALIPER FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2006.
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CALIPER LIFE SCIENCES, INC. Agenda Number: 932702461
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Security: 130872104
Meeting Type: Annual
Meeting Date: 05-Jun-2007
Ticker: CALP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VAN BILLET Mgmt For For
ROBERT C. BISHOP, PH.D. Mgmt For For
D.V. MILLIGAN, PH.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CALIPER FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 TO APPROVE A PROPOSED AMENDMENT TO THE 1999 Mgmt Against Against
NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN:
(I) TO ENABLE GRANTS OF STOCK AWARDS IN THE
FORM OF RESTRICTED STOCK UNITS (RSUS), AND
(II) TO CHANGE THE ANNUAL NON-DISCRETIONARY
AWARDS MADE TO NON-EMPLOYEE DIRECTORS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
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CORINTHIAN COLLEGES, INC. Agenda Number: 932616317
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Security: 218868107
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: COCO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
ROBERT "BOB" LEE Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Mgmt For For
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2007.
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DEUTSCHE BETEILIGUNGS AG UNTERNEHMENSBETEILIGUNGSGESELLSCHAFT, FRANKFURT AM MAIN Agenda Number: 701140737
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Security: D18150116
Meeting Type: AGM
Meeting Date: 28-Mar-2007
Ticker:
ISIN: DE0005508105
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 07 MAR 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2005/2006 FY with the
report of the Supervisory Board, the Group
financial statements and Group annual report
2. Resolution on the appropriation of the distributable Mgmt No vote
profit of EUR 68,970,671.44 as follows: payment
of a dividend of EUR 0.50 plus a special dividend
of EUR 2.50 per share EUR 23,509,079.44 shall
be carried forward ex-dividend and payable
date: 29 MAR 2007
3. Ratification of the acts of the Board of Managing Mgmt No vote
Directors
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Appointment of the Auditors for the 2006/2007 Mgmt No vote
FY: KPMG, Frankfurt
6. Resolution on the revision of the Supervisory Mgmt No vote
Board remuneration as of the 2006/2007 FY,
the Supervisory Board shall also receive a
variable remuneration linked to the performance
of the Company's NAV during the preceding FY
7. Authorization to acquire own shares the existing Mgmt No vote
authorization shall be revoked, the Board of
Managing Directors shall be authorized to acquire
shares of the Company of up to 10% of its share
capital, at prices not deviating more than
15% from the market price, on or before 27
SEP 2008, the Company may dispose of the shares
in a manner other than the Stock Exchange or
a rights offering if they are sold at a price
not materially below their market price, and
may use the shares for acquisition purposes
or retire them
8. Resolution on an amendment to the Articles of Mgmt No vote
Association in accordance with the recently
passed Transparency Directive Implementation
Law [TUG], the Company shall be authorized
to transmit information to shareholders by
way of remote data transmission
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EFUNDS CORPORATION Agenda Number: 932693131
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Security: 28224R101
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: EFD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD J. ALMEIDA Mgmt For For
RICHARD J. LEHMANN Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY.
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ENDO PHARMACEUTICALS HOLDINGS INC. Agenda Number: 932706192
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Security: 29264F205
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: ENDP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. DELUCCA Mgmt For For
MICHEL DE ROSEN Mgmt For For
GEORGE F. HORNER, III Mgmt For For
MICHAEL HYATT Mgmt For For
ROGER H. KIMMEL Mgmt For For
PETER A. LANKAU Mgmt For For
C.A. MEANWELL, MD, PHD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE COMPANY S 2007 STOCK INCENTIVE Mgmt For For
PLAN.
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ENSIGN ENERGY SERVICES INC. Agenda Number: 932704516
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Security: 293570107
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: ESVIF
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS OF THE CORPORATION Mgmt For For
AT TEN (10).
02 THE ELECTION OF DIRECTORS NOMINATED BY MANAGEMENT, Mgmt For For
AS MORE PARTICULARLY OUTLINED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
03 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
FOR THE ENSUING FISCAL YEAR AND THE AUTHORIZATION
IN FAVOUR OF THE DIRECTORS TO FIX THEIR REMUNERATION.
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FLORIDA ROCK INDUSTRIES, INC. Agenda Number: 932618385
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Security: 341140101
Meeting Type: Annual
Meeting Date: 07-Feb-2007
Ticker: FRK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMPSON S. BAKER II Mgmt For For
JOHN A. DELANEY Mgmt For For
LUKE E. FICHTHORN III Mgmt For For
FRANCIS X. KNOTT Mgmt For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (AUDITORS) FOR 2007.
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GAMMON LAKE RESOURCES INC. Agenda Number: 932723326
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Security: 364915108
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2007
Ticker: GRS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ELECTION OF DIRECTORS PROPOSED BY MANAGEMENT Mgmt For For
IN THE MANAGEMENT INFORMATION CIRCULAR DATED
MAY 3, 2007.
02 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS OF THE CORPORATION, AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION ADOPTING BY-LAW NO. 2007-1 Mgmt For For
TO CHANGE THE CORPORATION S NAME TO GAMMON
GOLD INC. / OR GAMMON INC. AS MORE PARTICULARLY
DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR
DATED MAY 3, 2007.
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IPSCO INC. Agenda Number: 932654925
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Security: 462622101
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2007
Ticker: IPS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES Mgmt For For
AS OUTLINED IN THE PROXY STATEMENT / MANAGEMENT
INFORMATION CIRCULAR.
02 RATIFICATION OF THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S AUDITOR UNTIL THE
CLOSE OF THE NEXT ANNUAL MEETING AND THAT THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS BE
AUTHORIZED TO FIX THEIR REMUNERATION.
03 THE APPROVAL OF THE SHAREHOLDER RIGHTS PLAN Mgmt For For
ATTACHED HERETO AS SCHEDULE E .
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IVANHOE MINES LTD. Agenda Number: 932602914
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Security: 46579N103
Meeting Type: Special
Meeting Date: 30-Nov-2006
Ticker: IVN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS Mgmt For For
AN ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE RIGHT OF RIO TINTO INTERNATIONAL HOLDINGS
LIMITED ( RIO TINTO ), AND/OR ANY OTHER MEMBER
OF THE RIO TINTO GROUP TO WHICH ANY OF SUCH
WARRANTS MAY HAVE BEEN VALIDLY TRANSFERRED,
TO EXERCISE SERIES A WARRANTS AND SERIES B
WARRANTS ISSUED TO RIO TINTO ON OCTOBER 27,
2006 UNDER THE TERMS OF A PRIVATE PLACEMENT
AGREEMENT ENTERED INTO BY THE CORPORATION AND
RIO TINTO ON OCTOBER 18, 2006 (THE PRIVATE
PLACEMENT WARRANTS ).
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IVANHOE MINES LTD. Agenda Number: 932678949
--------------------------------------------------------------------------------------------------------------------------
Security: 46579N103
Meeting Type: Annual
Meeting Date: 11-May-2007
Ticker: IVN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. FRIEDLAND Mgmt For For
R. EDWARD FLOOD Mgmt For For
KJELD THYGESEN Mgmt For For
ROBERT HANSON Mgmt For For
JOHN WEATHERALL Mgmt For For
MARKUS FABER Mgmt For For
JOHN MACKEN Mgmt For For
DAVID HUBERMAN Mgmt For For
HOWARD BALLOCH Mgmt For For
PETER MEREDITH Mgmt For For
DAVID KORBIN Mgmt For For
BRET CLAYTON Mgmt For For
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
AT A REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For
S AND DIRECTORS EQUITY INCENTIVE PLAN AS MORE
PARTICULARLY DEFINED IN THE MANAGEMENT PROXY
CIRCULAR.
04 TO APPROVE AND CONFIRM REVISIONS TO THE BY-LAWS Mgmt For For
TO ALLOW FOR THE CORPORATION S SHARES TO BE
ISSUED ELECTRONICALLY, WITHOUT A CERTIFICATE,
AS WILL BE REQUIRED FOR SHARES LISTED ON A
U.S. STOCK EXCHANGE.
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KNIGHT CAPITAL GROUP, INC. Agenda Number: 932678610
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Security: 499005106
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: NITE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Mgmt For For
1B ELECTION OF DIRECTOR: GARY R. GRIFFITH Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. JOYCE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. LAZAROWITZ Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Mgmt For For
1F ELECTION OF DIRECTOR: JAMES T. MILDE Mgmt For For
1G ELECTION OF DIRECTOR: RODGER O. RINEY Mgmt For For
1H ELECTION OF DIRECTOR: LAURIE M. SHAHON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2007.
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LECG CORPORATION Agenda Number: 932701229
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Security: 523234102
Meeting Type: Annual
Meeting Date: 08-Jun-2007
Ticker: XPRT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. TEECE Mgmt For For
GARRETT F. BOUTON Mgmt For For
MICHAEL J. JEFFERY Mgmt For For
WILLIAM W. LIEBECK Mgmt For For
RUTH M. RICHARDSON Mgmt For For
WILLIAM J. SPENCER Mgmt For For
WALTER H.A. VANDAELE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
TOUCHE LLP AS LECG S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
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LEXICON GENETICS INCORPORATED Agenda Number: 932649366
--------------------------------------------------------------------------------------------------------------------------
Security: 528872104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: LEXG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. LEFKOWITZ, M.D. Mgmt For For
ALAN S. NIES, M.D. Mgmt For For
CLAYTON S. ROSE Mgmt For For
02 RATIFICATION AND APPROVAL OF AN AMENDMENT TO Mgmt For For
THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION
CHANGING THE NAME OF THE COMPANY TO LEXICON
PHARMACEUTICALS, INC.
03 RATIFICATION AND APPROVAL OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
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LINCOLN ELECTRIC HOLDINGS, INC. Agenda Number: 932666994
--------------------------------------------------------------------------------------------------------------------------
Security: 533900106
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: LECO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN G. HANKS Mgmt For For
KATHRYN JO LINCOLN Mgmt For For
W.E. MACDONALD, III Mgmt For For
GEORGE H. WALLS, JR. Mgmt For For
02 APPROVAL OF 2007 MANAGEMENT INCENTIVE COMPENSATION Mgmt For For
PLAN.
03 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
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MANTECH INTERNATIONAL CORP. Agenda Number: 932696012
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 06-Jun-2007
Ticker: MANT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE J. PEDERSEN Mgmt For For
RICHARD L. ARMITAGE Mgmt For For
MARY K. BUSH Mgmt For For
BARRY G. CAMPBELL Mgmt For For
ROBERT A. COLEMAN Mgmt For For
WALTER R. FATZINGER, JR Mgmt For For
DAVID E. JEREMIAH Mgmt For For
RICHARD J. KERR Mgmt For For
KENNETH A. MINIHAN Mgmt For For
STEPHEN W. PORTER Mgmt For For
02 RATIFY OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
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MERIDIAN GOLD INC. Agenda Number: 932658149
--------------------------------------------------------------------------------------------------------------------------
Security: 589975101
Meeting Type: Annual and Special
Meeting Date: 01-May-2007
Ticker: MDG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD C. DOWLING Mgmt For For
RICHARD P. GRAFF Mgmt For For
BRIAN J. KENNEDY Mgmt For For
ROBERT A. HORN Mgmt For For
CHRISTOPHER R. LATTANZI Mgmt For For
MALCOLM W. MACNAUGHT Mgmt For For
GERARD E. MUNERA Mgmt For For
CARL L. RENZONI Mgmt For For
02 IN THE APPOINTMENT OF KPMG LLP AS AUDITORS OF Mgmt For For
THE CORPORATION AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX THEIR REMUNERATION.
03 IN THE APPROVAL OF THE 2007 SHARE INCENTIVE Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
METAL MANAGEMENT, INC. Agenda Number: 932573478
--------------------------------------------------------------------------------------------------------------------------
Security: 591097209
Meeting Type: Annual
Meeting Date: 19-Sep-2006
Ticker: MTLM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. BOBINS Mgmt For For
DANIEL W. DIENST Mgmt For For
JOHN T. DILACQUA Mgmt For For
ROBERT LEWON Mgmt For For
GERALD E. MORRIS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MARCH 31, 2007.
03 PROPOSAL TO APPROVE THE AMENDMENT OF THE METAL Mgmt For For
MANAGEMENT, INC. 2002 INCENTIVE STOCK OPTION
PLAN.
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NU SKIN ENTERPRISES, INC. Agenda Number: 932687164
--------------------------------------------------------------------------------------------------------------------------
Security: 67018T105
Meeting Type: Annual
Meeting Date: 14-May-2007
Ticker: NUS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BLAKE M. RONEY Mgmt For For
M. TRUMAN HUNT Mgmt For For
SANDRA N. TILLOTSON Mgmt For For
E.J. "JAKE" GARN Mgmt For For
DANIEL W. CAMPBELL Mgmt For For
ANDREW D. LIPMAN Mgmt For For
PATRICIA NEGRON Mgmt For For
CHRISTINE M. DAY Mgmt For For
DESMOND C. WONG Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
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ORCHID CELLMARK INC. Agenda Number: 932556458
--------------------------------------------------------------------------------------------------------------------------
Security: 68573C107
Meeting Type: Annual
Meeting Date: 06-Jul-2006
Ticker: ORCH
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE H. POSTE Mgmt For For
NICOLE S. WILLIAMS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 932671616
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: Annual
Meeting Date: 30-Apr-2007
Ticker: PAAS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS J. BEATY Mgmt No vote
GEOFFREY A. BURNS Mgmt No vote
WILLIAM A. FLECKENSTEIN Mgmt No vote
MICHAEL LARSON Mgmt No vote
MICHAEL J.J. MALONEY Mgmt No vote
ROBERT P. PIROOZ Mgmt No vote
PAUL B. SWEENEY Mgmt No vote
JOHN M. WILLSON Mgmt No vote
02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Mgmt No vote
OF THE COMPANY.
03 TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS Mgmt No vote
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
PASON SYSTEMS INC. Agenda Number: 932667996
--------------------------------------------------------------------------------------------------------------------------
Security: 702925108
Meeting Type: Annual
Meeting Date: 14-May-2007
Ticker: PSYTF
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE FIXING OF THE NUMBER OF DIRECTORS AT SIX; Mgmt For For
02 IN RESPECT OF THE ELECTION OF THE NOMINEES FOR Mgmt For For
DIRECTORS, AS SPECIFIED IN THE ACCOMPANYING
INFORMATION CIRCULAR;
03 IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS
OF THE CORPORATION FOR THE ENSUING YEAR AND
THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. Agenda Number: 932628780
--------------------------------------------------------------------------------------------------------------------------
Security: 72764Y100
Meeting Type: Annual
Meeting Date: 21-Mar-2007
Ticker: TUTR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH L. GREENSTEIN Mgmt For For
SUSAN E. KNIGHT Mgmt For For
WARREN SIMMONS Mgmt For For
DAVID W. SMITH Mgmt For For
02 TO APPROVE AN INCREASE OF 250,000 AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK FOR THE 1993 EMPLOYEE
STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2007.
--------------------------------------------------------------------------------------------------------------------------
POSSIS MEDICAL, INC. Agenda Number: 932602471
--------------------------------------------------------------------------------------------------------------------------
Security: 737407106
Meeting Type: Annual
Meeting Date: 13-Dec-2006
Ticker: POSS
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT G. DUTCHER Mgmt For For
MARY K. BRAINERD Mgmt For For
SEYMOUR J. MANSFIELD Mgmt For For
W.C. MATTISON, JR. Mgmt For For
WHITNEY A. MCFARLIN Mgmt For For
DONALD C. WEGMILLER Mgmt For For
RODNEY A. YOUNG Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 932686946
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: RS
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS M. HAYES Mgmt For For
FRANKLIN R. JOHNSON Mgmt For For
RICHARD J. SLATER Mgmt For For
LESLIE A. WAITE Mgmt For For
02 RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO PERFORM
THE ANNUAL AUDIT OF OUR 2007 FINANCIAL STATEMENTS.
03 IN THEIR DISCRETION ON SUCH OTHER MATTERS AS Mgmt For For
MAY PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 932616723
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 31-Jan-2007
Ticker: SCHN
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. FURMAN Mgmt For For
WILLIAM D. LARSSON Mgmt For For
SCOTT LEWIS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SILVER STANDARD RESOURCES INC. Agenda Number: 932665625
--------------------------------------------------------------------------------------------------------------------------
Security: 82823L106
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: SSRI
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BRODIE, FCA Mgmt For For
R.E. GORDON DAVIS Mgmt For For
DAVID L. JOHNSTON Mgmt For For
WILLIAM MEYER Mgmt For For
ROBERT A. QUARTERMAIN Mgmt For For
PETER W. TOMSETT Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC. Agenda Number: 932643617
--------------------------------------------------------------------------------------------------------------------------
Security: 829073105
Meeting Type: Annual
Meeting Date: 16-Apr-2007
Ticker: SSD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER N. LOURAS, JR. Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
TESCO CORPORATION Agenda Number: 932696428
--------------------------------------------------------------------------------------------------------------------------
Security: 88157K101
Meeting Type: Annual and Special
Meeting Date: 18-May-2007
Ticker: TESO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED J. DYMENT Mgmt No vote
GARY L. KOTT Mgmt No vote
RAYMOND VANCE MILLIGAN Mgmt No vote
JULIO MANUEL QUINTANA Mgmt No vote
NORMAN W. ROBERTSON Mgmt No vote
PETER K. SELDIN Mgmt No vote
MICHAEL W. SUTHERLIN Mgmt No vote
ROBERT M. TESSARI Mgmt No vote
CLIFTON T. WEATHERFORD Mgmt No vote
02 TO APPROVE THE AMENDED AND RESTATED ARTICLES Mgmt No vote
OF THE CORPORATION TO ALLOW THE CORPORATION
TO HOLD SHAREHOLDER MEETINGS ANYWHERE IN CANADA
OR IN THE CITIES OF NEW YORK OR HOUSTON AND
TO REMOVE UNNECESSARY REFERENCES TO THE BYLAWS
OF THE CORPORATION AND TO COMPLY WITH APPLICABLE
CORPORATE LAW IN THE PROVINCE OF ALBERTA.
03 TO APPROVE THE AMENDED AND RESTATED BYLAWS OF Mgmt No vote
THE CORPORATION TO MODERNIZE THE BYLAWS AND
ELIMINATE CERTAIN PROVISIONS OF THE EXISTING
BYLAWS.
04 TO APPROVE THE AMENDMENT TO, AND RESTATEMENT Mgmt No vote
OF, THE CORPORATION S 2005 STOCK OPTION PLAN
TO, AMONG OTHER THINGS, PROVIDE FOR A VARIETY
OF FORMS OF EQUITY COMPENSATION AWARDS TO BE
GRANTED TO EMPLOYEES AND DIRECTORS OF THE CORPORATION.
05 TO APPROVE THE AMENDMENT TO, AND RESTATEMENT Mgmt No vote
OF, THE CORPORATION S EMPLOYEE STOCK SAVINGS
PLAN TO REFLECT CHANGES RESULTING FROM THE
CORPORATION S TRANSITION FROM A FOREIGN PRIVATE
ISSUER TO A U.S. ISSUER UNDER THE U.S. SECURITIES
EXCHANGE ACT.
06 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, A Mgmt No vote
NATIONAL PUBLIC ACCOUNTING FIRM, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
THE TIMBERLAND COMPANY Agenda Number: 932690921
--------------------------------------------------------------------------------------------------------------------------
Security: 887100105
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: TBL
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIDNEY W. SWARTZ Mgmt For For
JEFFREY B. SWARTZ Mgmt For For
IAN W. DIERY Mgmt For For
IRENE M. ESTEVES Mgmt For For
JOHN A. FITZSIMMONS Mgmt For For
VIRGINIA H. KENT Mgmt For For
KENNETH T. LOMBARD Mgmt For For
EDWARD W. MONEYPENNY Mgmt For For
PETER R. MOORE Mgmt For For
BILL SHORE Mgmt For For
TERDEMA L. USSERY, II Mgmt For For
02 APPROVAL OF THE TIMBERLAND COMPANY 2007 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 932603182
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 05-Dec-2006
Ticker: THO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NEIL D. CHRISMAN Mgmt For For
ALAN SIEGEL Mgmt For For
GEOFFREY A. THOMPSON Mgmt For For
02 THE APPROVAL OF THE THOR INDUSTRIES, INC. 2006 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD. Agenda Number: 932653074
--------------------------------------------------------------------------------------------------------------------------
Security: 895945103
Meeting Type: Annual and Special
Meeting Date: 09-May-2007
Ticker: TOLWF
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS OF THE COMPANY Mgmt For For
AT SIX (6).
02 DIRECTOR
KENNETH M. BAGAN Mgmt For For
GARY R. BUGEAUD Mgmt For For
MURRAY L. COBBE Mgmt For For
DONALD R. LUFT Mgmt For For
DOUGLAS F. ROBINSON Mgmt For For
VICTOR J. STOBBE Mgmt For For
03 THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND THE AUTHORIZATION OF THE DIRECTORS
TO FIX THEIR REMUNERATION AS SUCH.
04 THE APPROVAL OF THE STOCK OPTION PLAN RESOLUTION Mgmt For For
AS DESCRIBED IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
UNIT CORPORATION Agenda Number: 932644861
--------------------------------------------------------------------------------------------------------------------------
Security: 909218109
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: UNT
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY D. PINKSTON Mgmt For For
WILLIAM B. MORGAN Mgmt For For
JOHN H. WILLIAMS Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. Agenda Number: 932624883
--------------------------------------------------------------------------------------------------------------------------
Security: 913915104
Meeting Type: Annual
Meeting Date: 28-Feb-2007
Ticker: UTI
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. RICHARD CAPUTO, JR. Mgmt For For
ALLAN D. GILMOUR Mgmt For For
ROBERT D. HARTMAN Mgmt For For
02 APPROVAL OF THE COMPANY S 2003 INCENTIVE COMPENSATION Mgmt For For
PLAN, AS AMENDED.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIROPHARMA INCORPORATED Agenda Number: 932710658
--------------------------------------------------------------------------------------------------------------------------
Security: 928241108
Meeting Type: Annual
Meeting Date: 21-Jun-2007
Ticker: VPHM
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHEL DE ROSEN Mgmt For For
W.D. CLAYPOOL, M.D. Mgmt For For
02 APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE BY 75,000,000 SHARES TO AN AGGREGATE
OF 175,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 932606695
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 09-Jan-2007
Ticker: WGO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVIN E. AAL Mgmt For For
JOSEPH W. ENGLAND Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY Agenda Number: 932614654
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 24-Jan-2007
Ticker: WGOV
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. COHN Mgmt For For
MICHAEL H. JOYCE Mgmt For For
JAMES R. RULSEH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING SEPTEMBER 30, 2007
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Royce Focus Trust, Inc.
By (Signature) /s/ Charles M. Royce
Name Charles M. Royce
Title President
Date 09/10/2007