1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/30/2018 |
Common Stock
|
10,000
|
$
8.5
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
09/03/2019 |
Common Stock
|
8,625
|
$
5.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
06/02/2020 |
Common Stock
|
15,000
|
$
3.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/15/2022 |
Common Stock
|
44,248
|
$
2.46
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
03/13/2023 |
Common Stock
|
36,946
|
$
3.92
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
03/11/2024 |
Common Stock
|
42,000
|
$
6
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
03/09/2025 |
Common Stock
|
44,280
|
$
2.75
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 07/01/2008; Thereafter, the remaining 75%, were vested 1/36th per month. The options became fully vested on 7/1/2012 |
(2) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 09/4/2009; Thereafter, the remaining 75%, were vested 1/36th per month. The options became fully vested on 9/4/2013 |
(3) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 06/3/2010; Thereafter, the remaining 75%, were vested 1/36th per month. The options became fully vested on 6/3/2014 |
(4) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 02/16/2012; Thereafter, the remaining 75%, were vested 1/36th per month. The options became fully vested on 2/16/2016 |
(5) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 03/14/2013; Thereafter, the remaining 75%, were vested and will become vested 1/36th per month. The options become fully vested on 3/14/2017 |
(6) |
25% of the shares became vested on the 1st anniversary of the vesting start date of 03/12/2014; Thereafter, the remaining 75%, were vested and will become vested 1/36th per month. The options become fully vested on 3/12/2018 |
(7) |
25% of the shares will become vested on the 1st anniversary of the vesting start date of 03/10/2015; Thereafter, the remaining 75%, will vest 1/36th per month. The options become fully vested on 3/10/2019 |