UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Buy (1) | Â (3) | 11/26/2012 | Class A Common | 11,250 | $ 12.53 | D | Â |
Option to Buy (1) | Â (4) | 11/30/2014 | Class A Common | 11,250 | $ 28.01 | D | Â |
SAR (2) | Â (5) | 05/20/2018 | Class A Common | 4,000 | $ 43.42 | D | Â |
SAR (2) | Â (6) | 10/31/2018 | Class A Common | 4,000 | $ 35.12 | D | Â |
SAR (2) | Â (7) | 12/01/2019 | Class A Common | 3,000 | $ 26.66 | D | Â |
SAR (2) | Â (8) | 11/30/2020 | Class A Common | 20,500 | $ 36.86 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gartland Sean 15-9 HONMOKU WADA NAKA-KU YOKOHAMA 231-0827, M0 231-0827 |
 |  |  Vice President |  |
Timothy P. Balkin | 12/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan. |
(2) | Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan. |
(3) | Options exercisable as follows: 2,250 on 11/26/03, 2,250 on 11/26/04, 2,250 on 11/26/05, 2,250 on 11/26/06 and 2,250 on 11/26/07. |
(4) | Options exercisable as follows: 2,250 on 11/30/05, 2,250 on 11/30/06, 2,250 on 11/30/07, 2,250 on 11/30/08 and 2,250 on 11/30/09. |
(5) | SAR Exercisable as follows: 1,334 on 5/20/09, 1,333 on 5/20/10 and 1,333 on 5/20/11. |
(6) | SAR Exercisable as follows: 1,334 on 10/31/09, 1,333 on 10/31/10 and 1,333 on 10/31/11. |
(7) | SAR Exercisable as follows: 1,000 on 12/1/10, 1,000 on 12/1/11 and 1,000 on 12/1/12. |
(8) | SAR Exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/12. |