UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant To Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 18, 2008
STIFEL FINANCIAL CORP.
(Exact name of
registrant as specified in its charter)
Delaware |
1-9305 |
43-1273600 |
Registrant's telephone number, including area code (314) 342-2000
___________________________N/A___________________________
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
1
Item 7.01 Regulation FD Disclosure
On March 18, 2008, Stifel Financial Corp. ("Stifel" or the "Company") (NYSE: SF) announced that BankAtlantic Bancorp, Inc. (NYSE: BBX) and The Western and Southern Life Insurance Company priced the previously announced public offering of an aggregate of 1,900,000 shares of Stifel common stock at a price of $40.00 per share. Of these shares, 1,600,000 shares are being offered by BankAtlantic Bancorp, Inc. and 300,000 shares are being offered by The Western and Southern Life Insurance Company. Stifel will not receive any of the proceeds from the sale of shares of common stock in this offering.
This offering is expected to close on Monday, March 24, 2008. BankAtlantic Bancorp has granted the underwriters an option, exercisable for 30 days from the closing, to purchase 285,000 additional shares of common stock to cover over-allotments, if any.
A copy of the press release is filed as Exhibit 99 hereto and is incorporated herein by reference.
CAUTIONARY STATEMENT CONCERNING FORWARD-LOOKING STATEMENTS
You should not place undue reliance on any forward-looking statements, which speak only as of the date they were made. The Company will not update these forward-looking statements, even though the Company's situation may change in the future, unless the Company is obligated to do so under federal securities laws. The Company qualifies all of the Company's forward-looking statements by these cautionary statements.
Items 9.01 Financial Statements and Exhibits.
(d) Exhibit:
Exhibit 99: Stifel Financial Corp.'s Press Release.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
STIFEL FINANCIAL CORP. |
|
Date: March 18, 2008 |
By: /s/ Ronald J. Kruszewski |
3
Exhibit Index
Exhibit No. |
Description |
|
99 |
Stifel Financial Corp.'s Press Release. |