1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Applied Biosystems Group Employee Stock Options-Right to Buy
|
04/13/2004 |
04/13/2010 |
Applied Biosystems Group Common Stock
|
10,000
|
$
81
|
D
|
Â
|
Applied Biosystems Group Employee Stock Options-Right to Buy
|
Â
(1)
|
03/24/2013 |
Applied Biosystems Group Common Stock
|
2,875
|
$
15.54
|
D
|
Â
|
Applied Biosystems Group Employee Stock Options-Right to Buy
|
Â
(2)
|
03/24/2013 |
Applied Biosystems Group Common Stock
|
5,000
|
$
15.54
|
D
|
Â
|
Applied Biosystems Group Employee Stock Options-Right to Buy
|
Â
(3)
|
06/17/2014 |
Applied Biosystems Group Common Stock
|
7,500
|
$
20.185
|
D
|
Â
|
Applied Biosystems Group Employee Stock Options-Right to Buy
|
06/02/2005(4)
|
06/02/2015 |
Applied Biosystems Group Common Stock
|
45,000
|
$
21.475
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These options originally became exercisable in four equal annual installments, commencing March 24, 2004. Effective January 20, 2005, the vesting of all of these options was accelerated. However, shares received upon the exercise of accelerated options are subject to a restriction on transfer (covering sales, gifts, pledges, and any other method of disposition) that will remain in effect until the earlier of the original vesting date of those options or termination of employment. |
(2) |
As originally granted, these options would have become exercisable on March 24, 2008. Effective June 2, 2005, the vesting of all of these options was accelerated. However, shares received upon the exercise of accelerated options are subject to a restriction on transfer (covering sales, gifts, pledges, and any other method of disposition) that will remain in effect until the earlier of the vesting date of those options, i.e. March 24, 2008, or termination of employment. |
(3) |
These options originally became exercisable in four equal annual installments, commencing June 17, 2005. Effective January 20, 2005, the vesting of all of these options was accelerated. However, shares received upon the exercise of accelerated options are subject to a restriction on transfer (covering sales, gifts, pledges, and any other method of disposition) that will remain in effect until the earlier of the original vesting date of those options or termination of employment. |
(4) |
These options are fully vested and exercisable as of June 2, 2005, the grant date. However, shares acquired upon the exercise of these options are subject to a restriction on transfer (covering sales, gifts, pledges, and any other method of disposition). The transfer restriction will lapse on 25% of the shares covered by the grant on each of the first four anniversaries of the grant date. Also, the transfer restriction will lapse in full upon termination of employment. |