SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 14, 2002
DYNEGY INC.
(Exact Name of Registrant as Specified in its Charter)
Illinois 1-15659 74-2928353
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
1000 Louisiana, Suite 5800
Houston, Texas 77002
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (713) 507-6400
Not Applicable
(Former Name or Former Address, If Changed Since Last Report)
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
a) Financial Statements of Business Acquired - Not Applicable.
b) Pro Forma Financial Information - Not Applicable.
c) Exhibits:
99.1 Statement Under Oath of Principal Executive Officer dated August 14,
2002, pursuant to SEC Order No. 4-460.
99.2 Statement Under Oath of Principal Financial Officer dated August 14,
2002, pursuant to SEC Order No. 4-460.
99.3 Certification of Chief Executive Officer dated August 14, 2002,
pursuant to Section 906 of the Sarbanes-Oxley Act.
99.4 Certification of Chief Financial Officer dated August 14, 2002,
pursuant to Section 906 of the Sarbanes-Oxley Act.
ITEM 9. REGULATION FD DISCLOSURE
On August 14, 2002, pursuant to the Securities and Exchange Commission's
Order No. 4-460, the Principal Executive Officer and Principal Financial Officer
of Dynegy Inc. delivered sworn statements under clause (b) of Order No. 4-460 to
the Secretary of the SEC. Copies of these sworn statements are attached hereto
as exhibit 99.1 and 99.2. Additionally, on August 14, 2002, Dynegy's filing of
its Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 was
accompanied by certifications of its Chief Executive Officer and Chief Financial
Officer, pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. Copies of
these Section 906 certifications are attached hereto as exhibit 99.3 and 99.4.
In accordance with General Instruction B.2. of Form 8-K, the information
contained in such sworn statements and certifications shall not be deemed
"filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor
shall such sworn statements and certifications be deemed incorporated by
reference in any filing under the Securities Act of 1933, except as shall be
expressly set forth by specific reference in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
DYNEGY INC.
BY: /s/ Keith R. Fullenweider
-----------------------------------
Keith R. Fullenweider
Senior Vice President, Deputy General
Counsel and Secretary
Dated: August 14, 2002