UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (3) | 02/01/2026 | Common Stock | 9,000 | $ 7.01 | D | Â |
Stock Option (right to buy) | Â (4) | 03/31/2026 | Common Stock | 2,100 | $ 10.23 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brida Thomas C/O INVITAE CORPORATION 458 BRANNAN STREET SAN FRANCISCO, CA 94107 |
 |  |  General Counsel |  |
/s/ Thomas Brida | 01/23/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares issuable upon settlement of a restricted stock unit award that vests over three years, with 1/3rd of the total award vesting on February 15, 2017 and on each anniversary thereafter. |
(2) | Shares issuable upon settlement of a restricted stock unit award that vests over three years, with 1/3rd of the total award vesting on May 15, 2017 and on each anniversary thereafter. |
(3) | The option vests over four years as follows: 25% of the shares vest on February 1, 2017, and 1/48th of the shares vest each month thereafter for the remaining three years. |
(4) | The option vests over four years as follows: 25% of the shares vest on March 31, 2017 and 1/48th of the shares vest each month thereafter for the remaining three years. |
 Remarks: Exhibit List:  Exhibit 24 - Power of Attorney |