As filed with the Securities and Exchange Commission on October 1, 2002
Registration No. 333-[ ]
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
CIMAREX ENERGY CO.
(Exact name of registrant as specified in its charter)
Delaware (State of Incorporation) |
45-0466694 (I.R.S. Employer Identification No.) |
707 17th Street, Suite 3300 Denver, CO 80202 (Address of principal executive offices) Cimarex Energy Co. 2002 Stock Incentive Plan Cimarex Energy Co. 401(k) Plan (Full title of the plans) |
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Barbara Schaller, Esq. Cimarex Energy Co. 707 17th Street, Suite 3300 Denver, CO 80202-3404 (303) 295-3995 (Name, address, including zip code, and telephone number, including area code, of agent for service) |
Copies to: Thomas A. Richardson, Esq. Holme Roberts & Owen LLP 1700 Lincoln Street Suite 4100 Denver, Colorado 80203 (303) 861-7000 |
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered(1) |
Amount to be Registered(1) |
Proposed Maximum Offering Price per Share(2) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee |
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Common Stock, par value $0.01 per share |
7,250,000 shares |
see table below |
$104,523,765 |
$9,617 |
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Interests in the 401(k) Plan |
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The chart below details the calculation of the registration fee.
Securities |
Number of Shares |
Offering price Per share |
Aggregate Offering price |
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Shares issuable pursuant to outstanding options under the 2002 Stock Incentive Plan |
2,319,151(3) | $ | 10.52(2)(a)/(3) | $ | 24,397,469 | |||
Restricted stock awards outstanding under the 2002 Stock Incentive Plan |
63,672(3) | $ | 16.25(2)(b) | $ | 1,034,670 | |||
Shares reserved for future grant under the 2002 Stock Incentive Plan |
4,617,177(3) | $ | 16.25(2)(b)/(3) | $ | 75,029,126 | |||
Shares issuable pursuant to the 401(k) Plan | 250,000 | $ | 16.25(2)(b) | $ | 4,062,500 | |||
Proposed Maximum Aggregate Offering Price | | | $ | 104,523,765 | ||||
PART I
INFORMATION REQUIRED IN THE
SECTION 10(a) PROSPECTUS
The documents containing the information specified in Part I of Form S-8 (plan information and registrant information) will be sent or given to employees as specified by Rule 428(b)(1) of the Act. Such documents need not be filed with the Securities and Exchange Commission (the "Commission") either as part of this registration statement or as prospectuses or prospectus supplements pursuant to Rule 424 of the Securities Act. These documents, which include the statement of availability required by Item 2 of Form S-8, and the documents incorporated by reference in this registration statement pursuant to Item 3 of Form S-8 (Part II hereof), taken together, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Certain Documents by Reference
The following documents filed by Cimarex Energy Co. (the "registrant") with the Commission are incorporated by reference into this registration statement:
All documents subsequently filed by the registrant or by the 401(k) Plan pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act, prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold shall be deemed to be incorporated by reference into the prospectus and to be a part hereof from the date of filing of such documents. Any statement contained herein or in a document, all or a portion of which is incorporated or deemed to be incorporated by reference herein, shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or amended, to constitute a part of this registration statement.
Item 4. Description of Securities
The registrant's common stock, par value $.01 per share, is registered pursuant to Section 12 of the Exchange Act and, therefore, the description of securities is omitted.
Item 5. Interests of Named Experts and Counsel
Not Applicable.
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Item 6. Indemnification of Directors and Officers
Under Section 145 of the Delaware General Corporation Law, the registrant has broad powers to indemnify its directors and officers against liabilities they may incur in such capacities, including liabilities under the Act. The registrant's by-laws provide for the indemnification of its officers and directors and the advancement to them of expenses in connection with the proceedings and claims, to the fullest extent permitted by applicable law. The by-laws include related provisions meant to facilitate the indemnitee's receipt of such benefits. These provisions cover, among other things:
In addition, the registrant has obtained insurance coverage for directors' and officers' liability.
Item 7. Exemption From Registration Claimed
Not Applicable.
Item 8. Exhibits
Exhibit No. |
Exhibit Name |
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4.1* | Amended and Restated Certificate of Incorporation | |
4.2* | Bylaws | |
5.1 | Opinion of Holme Roberts & Owen LLP (opinion re legality) | |
23.1 | Consent of Ernst & Young LLP, Independent Auditors | |
23.2 | Consent of Holme Roberts & Owen LLP (contained in Exhibit 5.1 to this Registration Statement) | |
24.1 | Power of Attorney (contained on the signature pages). |
The registrant undertakes to submit the 401(k) Plan (and any amendment thereto) to the IRS in a timely manner in order to qualify such plan (as it may be amended) under Section 401 of the Internal Revenue Code, and will make all changes required by the IRS in order to so qualify the plan (as it may be amended).
Item 9. Undertakings
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forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of the securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) (Section 230.424(b) of this chapter) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the "Calculation of Registration Fee" table in the effective registration statement.
Provided, however, that paragraphs (a)(i) and (a)(ii) do not apply if the registration statement is on Form S-3, Form S-8 or Form F-3, and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed by the issuer pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference herein.
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Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on this 1st day of October, 2002.
CIMAREX ENERGY CO. |
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By: |
/s/ F.H. MERELLI F.H. Merelli Chairman, President and Chief Executive Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints F.H. Merelli and Paul Korus, and each or any one of them, his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file the same, and to file any additional registration statement on Form S-8 for the purpose of registering additional shares issuable pursuant to the Cimarex Energy Co. 2002 Stock Incentive Plan or 401(k) Plan, in each case with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his, her or their substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
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Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities indicated on October 1, 2002.
Name |
Title |
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/s/ F.H. MERELLI F.H. Merelli |
Chairman, President, Chief Executive Officer and Director (Principal Executive Officer) |
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/s/ PAUL KORUS Paul Korus |
Vice President, Treasurer and Chief Financial Officer (Principal Financial Officer) |
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/s/ DAVID W. HONEYFIELD David W. Honeyfield |
Controller, Chief Accounting Officer and Corporate Secretary (Principal Accounting Officer) |
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/s/ CORTLAND S. DIETLER Cortland S. Dietler |
Director |
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/s/ L. PAUL TEAGUE L. Paul Teague |
Director |
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/s/ PAUL D. HOLLEMAN Paul D. Holleman |
Director |
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/s/ HANS HELMERICH Hans Helmerich |
Director |
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/s/ GLEN A. COX Glen A. Cox |
Director |
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/s/ DAVID A. HENTSCHEL David A. Hentschel |
Director |
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/s/ L.F. ROONEY, III L.F. Rooney, III |
Director |
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/s/ MICHAEL J. SULLIVAN Michael J. Sullivan |
Director |
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Pursuant to the requirements of the Securities Act of 1933, as amended, the trustees (or other persons who administer the employee benefit plan) have duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on this 1st day of October, 2002.
CIMAREX ENERGY CO. 401(k) PLAN |
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By: |
/s/ RICHARD S. DINKINS |
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Name: | Richard S. Dinkins | |||
Title: | Member, Plan Administrative Committee |
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