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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (3) | 07/01/2013 | A | 1,600 (4) | (5) | (6) | Common Stock | 1,600 | $ 0 | 8,664 | D | ||||
Phantom Stock | (3) | 07/01/2013 | A | 27 (7) | (5) | (6) | Common Stock | 27 | $ 0 | 8,691 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITTEMORE ANNE M ALBEMARLE CORPORATION 451 FLORIDA STREET BATON ROUGE, LA 70801 |
X |
/s/ Jacob B. Wilson, Attorney-in-fact | 07/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Number of shares adjusted to reflect purchases made by Albemarle Dividend Reinvestment Plan since 5/9/2012. |
(2) | Disposition of shares held by spouse of reporting person by will. |
(3) | Phantom Stock units convert 1 for 1 into common stock. |
(4) | Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. |
(5) | Exercisable in a single lump sum on the February 15th of the calendar year after the year in which Ms. Whittemore is no longer a director. |
(6) | No expiration date. |
(7) | Dividend equivalent rights based on total shares of Phantom Stock in Director's deferred stock account. |