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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 28,
2009
MarketAxess Holdings Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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0-50670
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52-2230784 |
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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140 Broadway, 42nd Floor
New York, New York 10005 |
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(Address of principal executive offices)
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(Zip Code) |
Registrant’s
telephone number, including area code (212) 813-6000
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
TABLE OF CONTENTS
Item 2.02 Results of Operations and Financial Condition
On October 28, 2009, MarketAxess Holdings Inc. (the “Company”) issued a press release
announcing the Company’s financial results for its fiscal third quarter ended September 30, 2009.
A copy of this press release is attached hereto as Exhibit 99.1 and is incorporated herein by
reference.
The information included in this Current Report on Form 8-K (including Exhibit 99.1 hereto)
that is furnished pursuant to this Item 2.02 shall not be deemed to be “filed” for the purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that Section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.
In addition, the information included in this Current Report on Form 8-K (including Exhibit 99.1
hereto) that is furnished pursuant to this Item 2.02 shall not be incorporated by reference into
any filing of the Registrant, whether made before or after the date hereof, regardless of any
general incorporation language in such filing, unless expressly incorporated by specific reference
into such filing.
Item 8.01 Other Events
On October 28, 2009, the Company issued a press release announcing that its Board of Directors
has approved a regular quarterly dividend to be paid to the holders of the outstanding shares of
capital stock. A cash dividend of $0.07 per share of common stock outstanding or issuable upon
conversion of outstanding shares of non-voting common stock and Series B preferred stock will be
paid on November 25, 2009 to stockholders of record as of the close of business on November 11,
2009.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits:
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99.1 |
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Press Release entitled “MarketAxess Reports Third Quarter 2009
Diluted EPS of $0.12, Record Revenues of $30.0 Million” issued by MarketAxess
Holdings Inc. on October 28, 2009. |
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