þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Delaware | 58-0218548 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
Post Office Box 20706 | ||
Atlanta, Georgia | 30320-6001 | |
(Address of principal executive offices) | (Zip Code) |
Title of each class | Name of each exchange on which registered | |
Common Stock, par value $0.0001 per share | New York Stock Exchange |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
101.INS | XBRL Instance Document | |||
101.SCH | XBRL Taxonomy Extension Schema Document | |||
101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |||
101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | |||
101.LAB | XBRL Taxonomy Extension Labels Linkbase Document | |||
101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
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Item 15. | EXHIBITS AND FINANCIAL STATEMENT SCHEDULES |
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Delta Air Lines, Inc. (Registrant) |
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/s/ Hank Halter | ||||
Hank Halter | ||||
Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) |
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3.1
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Deltas Certificate of Incorporation (Filed as Exhibit 3.1 to Deltas Current Report on Form 8-K as filed on April 30, 2007).* | |
3.2
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Deltas By-Laws (Filed as Exhibit 3.1 to Deltas Current Report on Form 8-K as filed on May 22, 2008).* |
10.1(a)
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First Lien Revolving Credit and Guaranty Agreement, dated as of April 30, 2007, among Delta Air Lines, Inc., as Borrower, the subsidiaries of the Borrower named, as Guarantors, each of the Lenders from time to time party, JPMorgan Chase Bank, N.A., as administrative agent and as collateral agent, J.P. Morgan Securities, Inc. and Lehman Brothers Inc., as co-lead arrangers and joint bookrunners, UBS Securities LLC, as syndication agent and as joint bookrunner, and Calyon New York Brand and RBS Securities Corporation, as co-documentation agents (Filed as Exhibit 10.1(a) to Deltas Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).* | |
10.1(b)
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Second Lien Term Loan and Guaranty Agreement, dated as of April 30, 2007, among Delta Air Lines, Inc., as Borrower, the subsidiaries of the Borrower named, as Guarantors, each of the Lenders from time to time party, Goldman Sachs Credit Partners L.P. (GSCP), as administrative agent and as collateral agent, GSCP and Merrill Lynch Commercial Finance Corp., as co-lead arrangers and joint bookrunners, Barclays Capital, as syndication agent and as joint bookrunner, and Credit Suisse Securities (USA) LLC and C.I.T. Leasing Corporation, as co-documentation agents (Filed as Exhibit 10.1(b) to Deltas Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).* | |
10.2
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Transaction Framework Agreement among Delta, Delta Master Executive Council, Northwest Master Executive Council and Air Line Pilots Association, International dated as of June 26, 2008 (Filed as Exhibit 10 to Deltas Quarterly Report on Form 10-Q filed on July 17, 2008).* | |
10.3
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Letter Agreement, dated April 14, 2008, by an among Delta Air Lines, Inc., the Master Executive Council of Delta, and Air Line Pilots Association, International dated April 14, 2008 (Filed as Exhibit 10.2 to Deltas Quarterly Report on Form 10-Q filed on April 25, 2008).* | |
10.4
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Anchor Tenant Agreement dated as of December 9, 2010 between JFK International Air Terminal LLC and Delta Air Lines, Inc. ** |
|
10.5(a)
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Benefit waiver agreement dated October 29, 2008 between Delta Air Lines, Inc. and Richard H. Anderson (Filed as
Exhibit 10.11(b) to Deltas Annual Report on Form 10-K for the year ended December 31, 2008).* |
|
10.5(b)
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Benefit waiver agreement dated October 20, 2009 between Delta Air Lines, Inc. and Richard H. Anderson (Filed as
Exhibit 10.8(c) to Deltas Annual Report on Form 10-K for the year ended December 31, 2009).* |
|
10.6(a)
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Delta Air Lines, Inc. 2007 Performance Compensation Plan (Filed as Exhibit 10.1 to Deltas Current Report on Form 8-K filed on March 22, 2007).* | |
10.6(b)
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First Amendment to the Delta Air Lines, Inc. 2007 Performance Compensation Plan (Filed as Exhibit 10.12(b) to Deltas Annual Report on Form 10-K for the year ended December 31, 2008).* | |
10.6(c)
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Form of Delta 2007 Performance Compensation Plan Award Agreement for Officers (Filed as Exhibit 10.1 to Deltas Current Report on Form 8-K filed on April 30, 2007).* | |
10.7(a)
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Delta Air Lines, Inc. Officer and Director Severance Plan, as amended and restated as of January 2, 2009, as further amended October 20, 2009 (Filed as Exhibit 10.11(a) to Deltas Annual Report on Form 10-K for the year ended December 31, 2009).* | |
10.7(b)
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Amendment to the Delta Air Lines, Inc. Officer and Director Severance Plan, as amended and restated as of January 2, 2009, as further amended October 20, 2009 (Filed as Exhibit 10.11(b) to Deltas Annual Report on Form 10-K for the year ended December 31, 2009).* |
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10.8
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Description of Certain Benefits of Members of the Board of Directors and Executive Officers (Filed as Exhibit 10.1 to Deltas Quarterly Report on Form 10-Q for the quarter ended March 31, 2010).* | |
10.9(a)
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Delta Air Lines, Inc. 2010 Long Term Incentive Program (Filed as Exhibit 10.15(a) to Deltas Annual Report on Form 10-5-K for the year ended December 31, 2009).* | |
10.9(b)
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Model Award Agreement for the Delta Air Lines, Inc. 2010 Long Term Incentive Program.(Filed as Exhibit 10.15(a) to Deltas Annual Report on Form 10-5-K for the year ended December 31, 2009).* | |
10.10(a)
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Delta Air Lines, Inc. 2011 Long Term Incentive Program. ** | |
10.10(b)
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Model Award Agreement for the Delta Air Lines, Inc. 2011 Long Term Incentive Program. ** | |
10.11
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Delta Air Lines, Inc. 2011 Management Incentive Plan. ** | |
10.12(a)
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Delta Air Lines, Inc. Merger Award Program (Filed as Exhibit 10.20(a) to Deltas Annual Report on Form 10-K for the year ended December 31, 2008).* | |
10.12(b)
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Model Award Agreement for Delta Air Lines, Inc. Merger Award Program (Filed as Exhibit 10.20(b) to Deltas Annual Report on Form 10-K for the year ended December 31, 2008).* | |
10.13(a)
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Management Compensation Agreement dated as of September 14, 2005 between Northwest Airlines, Inc. and Douglas M. Steenland (Filed as Exhibit 10.1 to Northwests Quarterly Report on Form 10-Q for the quarter ended September 30, 2005).* | |
10.13(b)
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Retention Agreement and Amendment to Management Compensation Agreement dated as of April 14, 2008 between Northwest Airlines, Inc. and Douglas M. Steenland (Filed as Exhibit 10.13 to Northwests Quarterly Report on Form 10-Q for the quarter ended March 31, 2008).* | |
10.14
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Letter Agreement dated as of June 11, 2008 between counsel for and on behalf of Mickey P. Foret and Aviation Consultants, LLC, and counsel for and on behalf of Northwest Airlines, Inc. (Filed as Exhibit 10.22 to Deltas Annual Report on Form 10-K for the year ended December 31, 2008).* | |
10.15(a)
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Northwest Airlines, Inc. Excess Pension Plan for Salaried Employees (2001 Restatement) (Filed as Exhibit 10.28 to Northwests Annual Report on Form 10-K for the year ended December 31, 2006).* | |
10.15(b)
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First Amendment of Northwest Airlines Excess Pension Plan for Salaried Employees (2001 Restatement) (Filed as Exhibit 10.3 to Northwests Quarterly Report on Form 10-Q for the quarter ended September 30, 2005).* | |
10.15(c)
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Third Amendment of Northwest Airlines Excess Pension Plan for Salaried Employees (2001 Restatement) (Filed as Exhibit 10.1 to Northwests Quarterly Report on Form 10-Q for the quarter ended March 31, 2008).* | |
10.16(a)
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2007 Stock Incentive Plan (Filed as Exhibit 99.2 to Northwests Current Report on Form 8-K filed on May 29, 2007).* | |
10.16(b)
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Amendment No. 1 to the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 10.2 to Northwests Quarterly Report on Form 10-Q for the quarter ended June 30, 2007).* | |
10.16(c)
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Amendment No. 2 to the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 10.5 to Northwests Quarterly Report on Form 10-Q for the quarter ended March 31, 2008).* | |
10.16(d)
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Form of Award Agreement for Non-Qualified Stock Options Granted to Employees under the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 99.5 to Northwests Current Report on Form 8-K filed on May 29, 2007).* | |
10.16(e)
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Amendment No. 1 to Form of Award Agreement for Non-Qualified Stock Options Granted to Employees under the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 10.7 to Northwests Quarterly Report on Form 10-Q for the quarter ended March 31, 2008).* | |
10.16(f)
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Form of Award Agreement for Non-Qualified Stock Options Granted to Directors under the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 10.4 to Northwests Quarterly Report on Form 10-Q for the quarter ended June 30, 2007).* |
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10.16(g)
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Amendment No. 1 to Form of Award Agreement for Non-Qualified Stock Options Granted to Directors under the Northwest Airlines Corporation 2007 Stock Incentive Plan (Filed as Exhibit 10.6 to Northwests Quarterly Report on Form 10-Q for the quarter ended March 31, 2008).* | |
10.17
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Form of Offer of Employment dated October 31, 2008 between Delta Air Lines, Inc. and Michael J. Becker and Richard B. Hirst, respectively (Filed as Exhibit 10.2 to Deltas Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).* | |
10.18
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Separation Agreement and General Release, dated June 4, 2010, by and between Delta Air Lines, Inc. and Michael J. Becker (Filed as Exhibit 10.1 to Deltas Quarterly Report on Form 10-Q for the quarter ended June 30, 2010).* | |
12.1
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Statement regarding computation of ratio of earnings to fixed charges for each fiscal year in the five-year period ended December 31, 2010. ** | |
21.1
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Subsidiaries of the Registrant. ** | |
23.1
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Consent of Ernst & Young LLP. ** | |
31.1
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Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. ** | |
31.2
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Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. ** | |
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Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 2002. ** | |
101.INS
|
XBRL Instance Document© | |
101.SCH
|
XBRL Taxonomy Extension Schema Document© | |
101.CAL
|
XBRL Taxonomy Extension Calculation Linkbase Document© | |
101.DEF
|
XBRL Taxonomy Extension Definition Linkbase Document© | |
101.LAB
|
XBRL Taxonomy Extension Labels Linkbase Document© | |
101.PRE
|
XBRL Taxonomy Extension Presentation Linkbase Document© |
* | Incorporated by reference | |
** | Filed as Exhibit to Deltas Annual Report on Form 10-K for the fiscal year ended December 31, 2010 | |
© | Furnished herewith |
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