Form 8-K
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 18, 2011
NuPathe Inc.
(Exact name of registrant as specified in its charter)
         
Delaware   001-34836   20-2218246
         
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer Identification No.)
     
227 Washington Street
Suite 200
Conshohocken, Pennsylvania
   
19428
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (484) 567-0130
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 

Item 2.02 Results of Operations and Financial Condition.
On March 18, 2011, NuPathe Inc. issued a press release announcing its financial results for the quarter and year ended December 31, 2010. A copy of the press release is attached as Exhibit 99.1 to this Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
     
Exhibit No.   Description of Exhibit
99.1
  Press release issued by NuPathe Inc. on March 18, 2011
*****
This Form 8-K and Exhibit 99.1 are being “furnished” to the Securities and Exchange Commission (SEC) under Item 2.02 and Item 9.01 of Form 8-K and shall not be deemed to be “filed” with the SEC. Neither this Form 8-K, nor Exhibit 99.1, shall be incorporated by reference into any filings of NuPathe Inc. under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date of this Form 8-K, regardless of any general incorporation language in the filing, unless explicitly incorporated by specific reference into such filing.

 

 


 

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  NUPATHE INC.
 
 
  By:   /s/ Keith A. Goldan    
  Keith A. Goldan   
  Chief Financial Officer   
 
Dated: March 18, 2011

 

 


 

EXHIBIT INDEX
     
Exhibit No.   Description of Exhibit
99.1
  Press release issued by NuPathe Inc. on March 18, 2011